Compliance Manager Jobs in Brockton, MA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Global Regulatory Affairs Manager
- Cambridge, MA (21 miles from Brockton, MA)
- 2 days ago
- Cambridge, MA (21 miles from Brockton, MA)
- 2 days ago
Description Support line manager with the day-to-day management of regulatory aspects of at least one clinical development program Responsible for relevant submissions for assigned program(s)....
Testing & Monitoring Compliance Officer
- Boston, MA (19 miles from Brockton, MA)
- 12 days ago
- Boston, MA (19 miles from Brockton, MA)
- 12 days ago
QUALIFICATIONS Minimum of five to ten years of experience in compliance, audit, and/or quality assurance at a commercial bank, direct lending platform, investment bank, or similar experience....
- Boston, MA (19 miles from Brockton, MA)
- 13 days ago
- Boston, MA (19 miles from Brockton, MA)
- 13 days ago
Sungage is seeking a Compliance Manager to join our dynamic Compliance Team....
Information Technology Risk & Compliance Manager
- Boston, MA (19 miles from Brockton, MA)
- 14 days ago
- Boston, MA (19 miles from Brockton, MA)
- 14 days ago
Dynatrace is looking for an IT Compliance Lead to join our Business Systems organization.... This position will run all IT Compliance team functions by partnering with the Internal Audit and Contr...
Drug and Alcohol Compliance Coordinator (pre and post employment programs) - REMOTE
- Boston, MA (19 miles from Brockton, MA)
- 15 days ago
- Boston, MA (19 miles from Brockton, MA)
- 15 days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking here ( ). Job Description : Summary The Drug and Alcohol Compliance Coordinator ensures compliance with applicable Federal...
Remote Work- Waltham, MA (24 miles from Brockton, MA)
- 18 days ago
- Waltham, MA (24 miles from Brockton, MA)
- 18 days ago
Who We Are Cogent Biosciences is a publicly traded biotechnology company focused on developing precision therapies for genetically defined diseases. The most advanced clinical program,...
- Newton, MA (20 miles from Brockton, MA)
- 23 days ago
- Newton, MA (20 miles from Brockton, MA)
- 23 days ago
Provides information and training to: City staff; board and commission members: and elected officials on Open Meeting Law requirements, Public Records Law, and Conflict of Interest Law. Records...
- Boston, MA (19 miles from Brockton, MA)
- 24 days ago
- Boston, MA (19 miles from Brockton, MA)
- 24 days ago
M&T Securities, Inc. is the institutional broker-dealer affiliate of M&T Bank. As a member of our Compliance team, you will serve an important role in promoting a culture of ethical conduct and...
Accounting Policy & SOX Compliance Manager
- Boston, MA (19 miles from Brockton, MA)
- 30+ days ago
- Boston, MA (19 miles from Brockton, MA)
- 30+ days ago
Accounting Policy & SOX Compliance Manager Location Boston Apply Now ( The Federal Home Loan Bank of Boston is a leading provider of wholesale funding for housing and community finance in New England...
Electrical Inspector, Compliance Coordinator Harvard University
- Cambridge, MA (21 miles from Brockton, MA)
- 30+ days ago
- Cambridge, MA (21 miles from Brockton, MA)
- 30+ days ago
Company Description By working at Harvard University, you join a vibrant community that advances Harvard's world-changing mission in meaningful ways, inspires innovation and collaboration, and...
Pharmacist Compounding Compliance Coordinator BWH
- Boston, MA (19 miles from Brockton, MA)
- 30+ days ago
- Boston, MA (19 miles from Brockton, MA)
- 30+ days ago
Site: The Brigham and Women's Hospital, Inc. Mass General Brigham relies on a wide range of professionals, including doctors, nurses, business people, tech experts, researchers, and systems...
- Bridgewater, MA (8 miles from Brockton, MA)
- 30+ days ago
- Bridgewater, MA (8 miles from Brockton, MA)
- 30+ days ago
With its beginnings in a family run pharmacy in Correggio, Italy in the 1920s, Recordati is now a global pharmaceutical company, listed on the Italian stock exchange, with over 4,500 employees and...
- Boston, MA (19 miles from Brockton, MA)
- 30+ days ago
- Boston, MA (19 miles from Brockton, MA)
- 30+ days ago
Compliance Director, Fixed Income Compliance The Role Fidelity Institutional Compliance is seeking an associate to provide compliance coverage for Fidelity Capital Markets (FCM) fixed income...
- Boston, MA (19 miles from Brockton, MA)
- 30+ days ago
- Boston, MA (19 miles from Brockton, MA)
- 30+ days ago
Position Summary: Reporting to the Chief Operating Officer this position is responsible for developing and coordinating compliance programs that monitor operational and programmatic compliance....
Cybersecurity Risk & Compliance Manager
- Boston, MA (19 miles from Brockton, MA)
- 60+ days ago
- Boston, MA (19 miles from Brockton, MA)
- 60+ days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
Demographic Data for Brockton, MA
Moving to Brockton, MA? Find some basic demographic data about Brockton, MA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Brockton, MA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Brockton, MA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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