Compliance Manager Jobs in Shively, KY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Coordinator-Initiatives
- Louisville, KY (6 miles from Shively, KY)
- 4 days ago
- Louisville, KY (6 miles from Shively, KY)
- 4 days ago
Sazerac Company Overview Build your career at Sazerac! With almost 400 years of rich history, Sazerac Company has thrived as an independent, American family-owned company with operations in the...
- Louisville, KY (6 miles from Shively, KY)
- 10 days ago
- Louisville, KY (6 miles from Shively, KY)
- 10 days ago
Responsibilities The Compliance Coordinator is responsible for ensuring that the company complies with all state regulatory requirements related to selling the Companys products. These regulatory...
Title IX Coordinator/Compliance Coordinator 2025-2026 (13639)
- Shepherdsville, KY (16 miles from Shively, KY)
- 10 days ago
- Shepherdsville, KY (16 miles from Shively, KY)
- 10 days ago
Organization Information Greetings from Bullitt County Public Schools! You will find 13 elementary schools, six middle schools, three high schools, the Bullitt AlternativeCenter, the Riverview...
Title IX Coordinator/Compliance Coordinator 2025-2026
- Shepherdsville, KY (16 miles from Shively, KY)
- 11 days ago
- Shepherdsville, KY (16 miles from Shively, KY)
- 11 days ago
POSITION: TITLE IX COORDINATOR/COMPLIANCE COORDINATOR This position starts July 1 2025 POSITION SUMMARY: Coordinates the District's effort to comply with its responsibilities under Title IX and...
Health Compliance Coordinator II
- Meadowbrk Frm, KY (16 miles from Shively, KY)
- 22 days ago
- Meadowbrk Frm, KY (16 miles from Shively, KY)
- 22 days ago
Company Summary Statement As one of the largest investor-owned utility companies in the United States, PPL Corporation (NYSE: PPL), is committed to creating long-term, sustainable value for our...
Goverance Risk Compliance Manager
- Louisville, KY (6 miles from Shively, KY)
- 24 days ago
- Louisville, KY (6 miles from Shively, KY)
- 24 days ago
SANITATION SUPERVISOR Job Location: Louisville Company description Ferrero is a family-owned company with a truly progressive and global outlook and iconic brands such as Nutella, Tic Tac, Ferrero...
Regulatory and Compliance Manager
- Louisville, KY (6 miles from Shively, KY)
- 45+ days ago
- Louisville, KY (6 miles from Shively, KY)
- 45+ days ago
Location: Fort Smith, Arkansas, Louisville, KY or Maxwelton, West Virginia Careers that unlock the magic of human connection Pernod Ricard is a global premium spirits and wine company. Were the...
Compliance Officer RPG - Fintech
- Louisville, KY (6 miles from Shively, KY)
- 60+ days ago
- Louisville, KY (6 miles from Shively, KY)
- 60+ days ago
Act (ECOA), Unfair, Deceptive, and Abusive Acts and Practices (UDAAP), Electronic Funds Transfer Act (Regulation E), Truth in Savings Act (Regulation DD) and Bank Secrecy Act/Anti Money Laundering....
Demographic Data for Shively, KY
Moving to Shively, KY? Find some basic demographic data about Shively, KY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Shively, KY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Shively, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Auditing
- Written Communication
- Verbal Communication
- Investigation
- Documentation
- Mentoring
- Employee Development
- Collaboration
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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