Compliance Manager Jobs in Kentucky
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
ESSENTIAL DUTIES AND RESPONSIBILITIES: Participates in the analysis of Retail banking policies and procedures and provide oversight to lines of business to ensure compliance with state and federal banking...
Clinical Compliance Coordinator - Accreditation and Regulatory Compliance Analytics
- Frankfort, KY
- 7 days ago
- Frankfort, KY
- 7 days ago
Company :** Highmark Inc. **Job Description :** **JOB SUMMARY** This job is responsible for working with HHO clinical departments in the areas of compliance and process improvement. Serves as a...
JLL empowers you to shape a brighter way. Our people at JLL and JLL Technologies are shaping the future of real estate for a better world by combining world class services, advisory and technology...
Our Company BrightSpring Health Services Overview Oversees the day-to-day implementation of the Compliance Plan and carries out compliance initiatives with the agencies that the Compliance...
Our Company BrightSpring Health Services Overview Oversees the day-to-day implementation of the Compliance Plan and carries out compliance initiatives with the agencies that the Compliance...
Location: Fort Smith, Arkansas, Louisville, KY or Maxwelton, West Virginia Careers that unlock the magic of human connection Pernod Ricard is a global premium spirits and wine company. Were the...
Demographic Data for Kentucky
Moving to Kentucky? Find some basic demographic data about Kentucky below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Kentucky
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Kentucky offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Sales
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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