Compliance Manager Jobs in Middletown, KY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Louisville, KY (12 miles from Middletown, KY)
- 3 days ago
- Louisville, KY (12 miles from Middletown, KY)
- 3 days ago
The Compliance Manager is accountable for creating and maintaining key compliance management system programs including policy and procedure governance, vendor risk assessments, issues management, consumer...
Government Customs Compliance Coordinator
- New Albany, IN (16 miles from Middletown, KY)
- 27 days ago
- New Albany, IN (16 miles from Middletown, KY)
- 27 days ago
Responsibilities Sazerac is seeking a motivated, resourceful and self-driven professional to join our Customs Compliance Team. This is a fantastic opportunity to join a leader within the spirits...
Compliance Director Physical Therapy
- Louisville, KY (12 miles from Middletown, KY)
- 60+ days ago
- Louisville, KY (12 miles from Middletown, KY)
- 60+ days ago
Our Company BrightSpring Health Services Overview Oversees the day-to-day implementation of the Compliance Plan and carries out compliance initiatives with the agencies that the Compliance...
Compliance Director Phsyical Therapy
- Louisville, KY (12 miles from Middletown, KY)
- 60+ days ago
- Louisville, KY (12 miles from Middletown, KY)
- 60+ days ago
Our Company BrightSpring Health Services Overview Oversees the day-to-day implementation of the Compliance Plan and carries out compliance initiatives with the agencies that the Compliance...
Regulatory and Compliance Manager
- Louisville, KY (12 miles from Middletown, KY)
- 90+ days ago
- Louisville, KY (12 miles from Middletown, KY)
- 90+ days ago
Location: Fort Smith, Arkansas, Louisville, KY or Maxwelton, West Virginia Careers that unlock the magic of human connection Pernod Ricard is a global premium spirits and wine company. Were the...
Demographic Data for Middletown, KY
Moving to Middletown, KY? Find some basic demographic data about Middletown, KY below.
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Salary for Compliance Manager Jobs in Middletown, KY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Middletown, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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