Compliance Manager Jobs in Winnetka, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Los Angeles, CA (24 miles from Winnetka, CA)
- 4 days ago
- Los Angeles, CA (24 miles from Winnetka, CA)
- 4 days ago
Position Summary: The Trade Compliance Manager is a key member of the PCC compliance team and will establish and implement a robust trade compliance program that supports the day-to-day operation of...
Compliance Manager Property Management
- Los Angeles, CA (24 miles from Winnetka, CA)
- 4 days ago
- Los Angeles, CA (24 miles from Winnetka, CA)
- 4 days ago
We are looking for a Compliance Manager who is meticulous and knowledgeable in the Real Estate/Property Management world....
Compliance Manager-Multifamily Real Estate
- Los Angeles, CA (24 miles from Winnetka, CA)
- 6 days ago
- Los Angeles, CA (24 miles from Winnetka, CA)
- 6 days ago
We are looking for a Compliance Manager who is meticulous and knowledgeable in the Real Estate/Property Management world....
- North Hollywood, CA (12 miles from Winnetka, CA)
- 6 days ago
- North Hollywood, CA (12 miles from Winnetka, CA)
- 6 days ago
Position Summary: The Trade Compliance Manager is a key member of the PCC compliance team and will establish and implement a robust trade compliance program that supports the day-to-day operation of...
- Los Angeles, CA (24 miles from Winnetka, CA)
- 10 days ago
- Los Angeles, CA (24 miles from Winnetka, CA)
- 10 days ago
SUMMARY The Compliance Officer is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed....
Bank Partnership Compliance Manager
- Los Angeles, CA (24 miles from Winnetka, CA)
- 12 days ago
- Los Angeles, CA (24 miles from Winnetka, CA)
- 12 days ago
Qualifications & Skills Secured and Unsecured Credit Card industry experience AML/BSA experience Certified Regulatory Compliance Manager (CRCM), preferred....
AVP, Deposit Compliance Officer
- Los Angeles, CA (24 miles from Winnetka, CA)
- 19 days ago
- Los Angeles, CA (24 miles from Winnetka, CA)
- 19 days ago
People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank – we strive to provide a caring culture that supports your...
AVP/VP, Credit Compliance Officer
- Los Angeles, CA (24 miles from Winnetka, CA)
- 23 days ago
- Los Angeles, CA (24 miles from Winnetka, CA)
- 23 days ago
laws and regulations ( including but not limited to, Home Mortgage Disclosure Act, Truth In Lending Act, Fair Credit Reporting Act, Equal Credit Opportunity Act, Fair Lending, etc.), fees and interest...
- Los Angeles, CA (24 miles from Winnetka, CA)
- 26 days ago
- Los Angeles, CA (24 miles from Winnetka, CA)
- 26 days ago
Work with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary....
Fair Banking Compliance Officer
- Studio City, CA (12 miles from Winnetka, CA)
- 30+ days ago
- Studio City, CA (12 miles from Winnetka, CA)
- 30+ days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
Food Safety and Regulatory Affairs Manager
- Los Angeles, CA (24 miles from Winnetka, CA)
- 30+ days ago
- Los Angeles, CA (24 miles from Winnetka, CA)
- 30+ days ago
Description Central Garden & Pet is a market leader in the Garden and Pet industries. For over 40 years, Central has proudly nurtured happy and healthy homes by bringing innovative and trusted...
- Valencia, CA (16 miles from Winnetka, CA)
- 30+ days ago
- Valencia, CA (16 miles from Winnetka, CA)
- 30+ days ago
Regulatory Affairs Manager Location: Onsite in Valencia & Burbank, CA Salary: $100,000$140,000/year (DOE) Industry: Medical Device / Life Sciences Kelly Science & Clinical is hiring a Regulatory...
- Thousand Oaks, CA (19 miles from Winnetka, CA)
- 30+ days ago
- Thousand Oaks, CA (19 miles from Winnetka, CA)
- 30+ days ago
JLL empowers you to shape a brighter way. Our people at JLL and JLL Technologies are shaping the future of real estate for a better world by combining world class services, advisory and technology...
Investment Operations Securities Specialist Senior
- Los Angeles, CA (24 miles from Winnetka, CA)
- 45+ days ago
- Los Angeles, CA (24 miles from Winnetka, CA)
- 45+ days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
- Woodland Hills, CA (8 miles from Winnetka, CA)
- 60+ days ago
- Woodland Hills, CA (8 miles from Winnetka, CA)
- 60+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
Demographic Data for Winnetka, CA
Moving to Winnetka, CA? Find some basic demographic data about Winnetka, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Winnetka, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Winnetka, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Control & Countermeasure
- ASQ Certified Quality Auditor
- Consumer Lending
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- Mortgage Processing
- OFAC
- Financial Services
- USDA
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Finance
- Decision Making
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Data Analysis
- Employee Development
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Policy Development
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Sales
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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