Compliance Manager Jobs in Valencia, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Fair Banking Compliance Officer
- Studio City, CA (23 miles from Valencia, CA)
- 18 days ago
- Studio City, CA (23 miles from Valencia, CA)
- 18 days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
Regulatory Affairs Manager Location: Onsite in Valencia & Burbank, CA Salary: $100,000$140,000/year (DOE) Industry: Medical Device / Life Sciences Kelly Science & Clinical is hiring a Regulatory...
Kelly Science & Clinical is seeking a Regulatory Affairs Manager for a direct-hire position at a premier client. Location: Valencia & Burbank, CA (Onsite) Business Line: Direct Hire Salary Range:...
- Woodland Hills, CA (23 miles from Valencia, CA)
- 45+ days ago
- Woodland Hills, CA (23 miles from Valencia, CA)
- 45+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
Healthcare Compliance Coordinator
- Glendale, CA (24 miles from Valencia, CA)
- 45+ days ago
- Glendale, CA (24 miles from Valencia, CA)
- 45+ days ago
Description HEALTHCARE COMPLIANCE COORDINATOR JOB SUMMARY This position primarily provides administrative support to the CAO and serves as CCHC's Privacy Officer. The individual will work as a...
- Northridge, CA (14 miles from Valencia, CA)
- 90+ days ago
- Northridge, CA (14 miles from Valencia, CA)
- 90+ days ago
At CSUN we aspire to continually grow as an inclusive, cooperative community! CSUN strives to be a destination workplace, where everyone understands that they belong to a community that is vital...
Regulatory Affairs Manager (Santa Clarita, CA)
- Santa Clarita, CA (2 miles from Valencia, CA)
- 90+ days ago
- Santa Clarita, CA (2 miles from Valencia, CA)
- 90+ days ago
Client is looking for a Regulatory & Quality Affairs Manager for our Valencia, CA corporate office. The Regulatory & Quality Affairs Manager ensures all facilities and or business entities...
Demographic Data for Valencia, CA
Moving to Valencia, CA? Find some basic demographic data about Valencia, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Valencia, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Valencia, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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