Compliance Manager Jobs in Union City, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Regulatory Affairs Manager, Near Patient Care
- Santa Clara, CA (18 miles from Union City, CA)
- 23 hours ago
- Santa Clara, CA (18 miles from Union City, CA)
- 23 hours ago
At Roche you can show up as yourself, embraced for the unique qualities you bring. Our culture encourages personal expression, open dialogue, and genuine connections, where you are valued,...
- Pleasant Hill, CA (24 miles from Union City, CA)
- 1 day ago
- Pleasant Hill, CA (24 miles from Union City, CA)
- 1 day ago
Act, and other anti-money laundering laws as they apply to Money Services Businesses....
Remote WorkGeneral Counsel / Compliance Officer
- San Francisco, CA (23 miles from Union City, CA)
- 3 days ago
- San Francisco, CA (23 miles from Union City, CA)
- 3 days ago
fintech, banking, or paymentsHolds a J.D.from an accredited law school and is an active member of the California State BarBrings deep expertise in federal and state banking regulations, including BSA...
Controls Testing Compliance Manager
- Palo Alto, CA (12 miles from Union City, CA)
- 3 days ago
- Palo Alto, CA (12 miles from Union City, CA)
- 3 days ago
. _ Key Responsibilities: Design, implement, and manage a comprehensive control testing program to evaluate the effectiveness of compliance controls across various compliance functions (e.g., anti-money...
Staff Product Compliance Manager
- Mountain View, CA (12 miles from Union City, CA)
- 6 days ago
- Mountain View, CA (12 miles from Union City, CA)
- 6 days ago
In support of their needs, we are looking for a Staff Product Compliance Manager Job Description: Job Title: Staff Product Compliance Manager Job Type: Full-time Job Location: Mountain View, CA or San...
- Alameda, CA (17 miles from Union City, CA)
- 9 days ago
- Alameda, CA (17 miles from Union City, CA)
- 9 days ago
The Opportunity The function of a Regulatory Affairs Manager is to combine knowledge of scientific, regulatory and business issues to enable products that are developed, manufactured or...
Fair Banking Compliance Officer
- Walnut Creek, CA (18 miles from Union City, CA)
- 9 days ago
- Walnut Creek, CA (18 miles from Union City, CA)
- 9 days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
- San Francisco, CA (23 miles from Union City, CA)
- 10 days ago
- San Francisco, CA (23 miles from Union City, CA)
- 10 days ago
About CoinList CoinList helps the best crypto projects grow their communities and raise capital. We've helped teams like Solana, Filecoin, Peaq, and WalletConnect raise over $1B and connect with...
SEC and Regulatory Reporting Manager
- Walnut Creek, CA (18 miles from Union City, CA)
- 18 days ago
- Walnut Creek, CA (18 miles from Union City, CA)
- 18 days ago
Mechanics Bank is currently searching for an SEC and Regulatory Reporting Manager. Here at Mechanics Bank, we value connection, partnership, long term relationships and working together in person....
Quality Compliance Coordinator, Registered Nurse, Home Health
- San Mateo, CA (15 miles from Union City, CA)
- 18 days ago
- San Mateo, CA (15 miles from Union City, CA)
- 18 days ago
We are so glad you are interested in joining Sutter Health! Organization: SCAH-Sutter Care at Home - Bay Position Overview: Successful candidate will have strong Home Health experience plus...
Tax Accountant - Tax - Global Compliance and Reporting - Manager - Multiple Positions - 1596977
- San Jose, CA (19 miles from Union City, CA)
- 22 days ago
- San Jose, CA (19 miles from Union City, CA)
- 22 days ago
At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your...
Compliance Officer, Marketing & Advisory
- San Francisco, CA (23 miles from Union City, CA)
- 22 days ago
- San Francisco, CA (23 miles from Union City, CA)
- 22 days ago
Operations teams on the development of products, services, and processes to build compliance into the products from the start Review and edit FAQs, procedures, and training programs related to deposit and lending...
Environmental Compliance Supervisor Make a Difference in Protecting Our Water and Environment Are you passionate about environmental protection and regulatory compliance? Do you thrive in a...
Tax Accountant - Tax - Global Compliance and Reporting - Manager - Multiple Positions - 1596977
- San Jose, CA (19 miles from Union City, CA)
- 25 days ago
- San Jose, CA (19 miles from Union City, CA)
- 25 days ago
At EY, youll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And were counting on your...
Senior Regulatory Affairs Manager APAC - Diabetes Care (on-site)
- Alameda, CA (17 miles from Union City, CA)
- 30+ days ago
- Alameda, CA (17 miles from Union City, CA)
- 30+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Demographic Data for Union City, CA
Moving to Union City, CA? Find some basic demographic data about Union City, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Union City, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Union City, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Equity Research
- Loss Control
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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