Compliance Manager Jobs in Sylmar, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- North Hollywood, CA (13 miles from Sylmar, CA)
- 1 day ago
- North Hollywood, CA (13 miles from Sylmar, CA)
- 1 day ago
Position Summary: The Trade Compliance Manager is a key member of the PCC compliance team and will establish and implement a robust trade compliance program that supports the day-to-day operation of...
- Monterey Park, CA (22 miles from Sylmar, CA)
- 6 days ago
- Monterey Park, CA (22 miles from Sylmar, CA)
- 6 days ago
Qualifications/Requirements Minimum 3 years of regulatory compliance experience with respect to commercial banking products and services required....
Fair Banking Compliance Officer
- Studio City, CA (14 miles from Sylmar, CA)
- 25 days ago
- Studio City, CA (14 miles from Sylmar, CA)
- 25 days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
- Valencia, CA (15 miles from Sylmar, CA)
- 29 days ago
- Valencia, CA (15 miles from Sylmar, CA)
- 29 days ago
Regulatory Affairs Manager Location: Onsite in Valencia & Burbank, CA Salary: $100,000$140,000/year (DOE) Industry: Medical Device / Life Sciences Kelly Science & Clinical is hiring a Regulatory...
- Pasadena, CA (16 miles from Sylmar, CA)
- 30+ days ago
- Pasadena, CA (16 miles from Sylmar, CA)
- 30+ days ago
Job Summary The Export Compliance Manager (EC Manager) will report to the Director of Research Security in the Office of Research Security (ORS) and will assist with the implementation of the Caltech...
Export Compliance Manager California Institute of Technology
- Pasadena, CA (16 miles from Sylmar, CA)
- 30+ days ago
- Pasadena, CA (16 miles from Sylmar, CA)
- 30+ days ago
Export Compliance Manager Caltech Job Category: Fulltime Regular Exempt Overtime Eligible: Exempt Benefits Eligible: Benefit Based Caltech is a world-renowned science and engineering institute that...
Healthcare Compliance Coordinator
- Glendale, CA (12 miles from Sylmar, CA)
- 60+ days ago
- Glendale, CA (12 miles from Sylmar, CA)
- 60+ days ago
Description HEALTHCARE COMPLIANCE COORDINATOR JOB SUMMARY This position primarily provides administrative support to the CAO and serves as CCHC's Privacy Officer. The individual will work as a...
Regulatory Affairs Manager (Santa Clarita, CA)
- Santa Clarita, CA (18 miles from Sylmar, CA)
- 90+ days ago
- Santa Clarita, CA (18 miles from Sylmar, CA)
- 90+ days ago
Client is looking for a Regulatory & Quality Affairs Manager for our Valencia, CA corporate office. The Regulatory & Quality Affairs Manager ensures all facilities and or business entities...
Demographic Data for Sylmar, CA
Moving to Sylmar, CA? Find some basic demographic data about Sylmar, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sylmar, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sylmar, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Spill Response
- Control & Countermeasure
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- USDA
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Interpersonal Skills
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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