Compliance Manager Jobs in Sunnyvale, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Associate Compliance Director, Legal
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 1 day ago
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 1 day ago
Company Description Guardant Health is a leading precision oncology company focused on guarding wellness and giving every person more time free from cancer. Founded in 2012, Guardant is...
Senior Regulatory Affairs Manager - Oncology
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 14 days ago
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 14 days ago
Company Description Guardant Health is a leading precision oncology company focused on guarding wellness and giving every person more time free from cancer. Founded in 2012, Guardant is...
Senior Regulatory Affairs Manager - Screening
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 14 days ago
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 14 days ago
Company Description Guardant Health is a leading precision oncology company focused on guarding wellness and giving every person more time free from cancer. Founded in 2012, Guardant is...
Senior Regulatory Affairs Manager
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 15 days ago
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 15 days ago
Company Description Guardant Health is a leading precision oncology company focused on guarding wellness and giving every person more time free from cancer. Founded in 2012, Guardant is...
Senior Compliance Manager - Consumer Lending
- Mountain View, CA (2 miles from Sunnyvale, CA)
- 30+ days ago
- Mountain View, CA (2 miles from Sunnyvale, CA)
- 30+ days ago
The Compliance Manager will support the consumer compliance team by providing product advisory for newly created products and work to get them approved by our bank partner while contributing to the...
Regulatory Affairs Manager - Heart Failure (on-site)
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 30+ days ago
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 30+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Food Service Training and Compliance Coordinator
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 30+ days ago
- Pleasanton, CA (19 miles from Sunnyvale, CA)
- 30+ days ago
If you're ready to be part of our legacy of hope and innovation, we encourage you to take the first step and explore our current job openings. Your best is waiting to be discovered. Rotating - 08...
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 60+ days ago
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 60+ days ago
into business processes Own the compliance training program for employees and support external audits and regulatory inquiries Establish monitoring systems to assess compliance risks across Mudflap's lending-related...
Ant Group-US Sanctions Compliance Officer-Sunnyvale CA
- Sunnyvale, CA
- 60+ days ago
- Sunnyvale, CA
- 60+ days ago
is responsible for developing and overseeing our US sanctions compliance program to ensure compliance with relevant US regulations, including those issued by the Office of Foreign Assets Control (OFAC...
Pharmacy Compliance Coordinator (Full-Time, 8-Hour Day Shifts, Onsite/Hybrid)
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 60+ days ago
- Palo Alto, CA (8 miles from Sunnyvale, CA)
- 60+ days ago
1.0 FTE Full time Day - 08 Hour R2548730 Hybrid 108390019 Pharmacy IP Ancillary 900 Welch Other PALO ALTO, 900 Welch Rd, California If you're ready to be part of our legacy of hope and innovation,...
Staff Product Compliance Manager - Fintech/Payments Compliance
- Mountain View, CA (2 miles from Sunnyvale, CA)
- 60+ days ago
- Mountain View, CA (2 miles from Sunnyvale, CA)
- 60+ days ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
Regulatory Affairs Manager Vascular (on-site)
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 90+ days ago
- Santa Clara, CA (4 miles from Sunnyvale, CA)
- 90+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
- Fremont, CA (12 miles from Sunnyvale, CA)
- 90+ days ago
- Fremont, CA (12 miles from Sunnyvale, CA)
- 90+ days ago
Tesla is seeking a regulatory compliance program manager responsible for overseeing the North America Field Service team's compliance with all local, state, and federal laws, regulations, and...
Demographic Data for Sunnyvale, CA
Moving to Sunnyvale, CA? Find some basic demographic data about Sunnyvale, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sunnyvale, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sunnyvale, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Private Banking
- Know Your Customer
- OFAC
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Collaboration
- Reporting
- Quality Assurance
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Filing
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Microsoft Word
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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