Compliance Manager Jobs in Simi Valley, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Valencia, CA (18 miles from Simi Valley, CA)
- 22 days ago
- Valencia, CA (18 miles from Simi Valley, CA)
- 22 days ago
Regulatory Affairs Manager Location: Onsite in Valencia & Burbank, CA Salary: $100,000$140,000/year (DOE) Industry: Medical Device / Life Sciences Kelly Science & Clinical is hiring a Regulatory...
- Thousand Oaks, CA (9 miles from Simi Valley, CA)
- 25 days ago
- Thousand Oaks, CA (9 miles from Simi Valley, CA)
- 25 days ago
JLL empowers you to shape a brighter way. Our people at JLL and JLL Technologies are shaping the future of real estate for a better world by combining world class services, advisory and technology...
- Valencia, CA (18 miles from Simi Valley, CA)
- 45+ days ago
- Valencia, CA (18 miles from Simi Valley, CA)
- 45+ days ago
Kelly Science & Clinical is seeking a Regulatory Affairs Manager for a direct-hire position at a premier client. Location: Valencia & Burbank, CA (Onsite) Business Line: Direct Hire Salary Range:...
- Woodland Hills, CA (12 miles from Simi Valley, CA)
- 45+ days ago
- Woodland Hills, CA (12 miles from Simi Valley, CA)
- 45+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
Assistant Vice President, QC Compliance Manager
- Westlake Village, CA (7 miles from Simi Valley, CA)
- 60+ days ago
- Westlake Village, CA (7 miles from Simi Valley, CA)
- 60+ days ago
Job Title: Assistant Vice President, QC Compliance Manager Location: CA - Westlake Village What you'll do: As a Quality Control Compliance Supervisor you'll be responsible for coordinating and overseeing...
- Northridge, CA (13 miles from Simi Valley, CA)
- 90+ days ago
- Northridge, CA (13 miles from Simi Valley, CA)
- 90+ days ago
At CSUN we aspire to continually grow as an inclusive, cooperative community! CSUN strives to be a destination workplace, where everyone understands that they belong to a community that is vital...
- Santa Monica, CA (24 miles from Simi Valley, CA)
- 90+ days ago
- Santa Monica, CA (24 miles from Simi Valley, CA)
- 90+ days ago
laundering program....
Regulatory Affairs Manager (Santa Clarita, CA)
- Santa Clarita, CA (19 miles from Simi Valley, CA)
- 90+ days ago
- Santa Clarita, CA (19 miles from Simi Valley, CA)
- 90+ days ago
Client is looking for a Regulatory & Quality Affairs Manager for our Valencia, CA corporate office. The Regulatory & Quality Affairs Manager ensures all facilities and or business entities...
Demographic Data for Simi Valley, CA
Moving to Simi Valley, CA? Find some basic demographic data about Simi Valley, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Simi Valley, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Simi Valley, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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