Compliance Manager Jobs in Sherman Oaks, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Food Safety and Regulatory Affairs Manager
- Los Angeles, CA (17 miles from Sherman Oaks, CA)
- 8 hours ago
- Los Angeles, CA (17 miles from Sherman Oaks, CA)
- 8 hours ago
Description Central Garden & Pet is a market leader in the Garden and Pet industries. For over 40 years, Central has proudly nurtured happy and healthy homes by bringing innovative and trusted...
- Valencia, CA (20 miles from Sherman Oaks, CA)
- 1 day ago
- Valencia, CA (20 miles from Sherman Oaks, CA)
- 1 day ago
Regulatory Affairs Manager Location: Onsite in Valencia & Burbank, CA Salary: $100,000$140,000/year (DOE) Industry: Medical Device / Life Sciences Kelly Science & Clinical is hiring a Regulatory...
- Los Angeles, CA (17 miles from Sherman Oaks, CA)
- 6 days ago
- Los Angeles, CA (17 miles from Sherman Oaks, CA)
- 6 days ago
Compliance and Audit Manager California State University, Northridge Northridge, CA Full-time Accounting Posted on June 02, 2025 Compliance and Audit Manager At CSUN we aspire to continually grow...
- Pasadena, CA (16 miles from Sherman Oaks, CA)
- 6 days ago
- Pasadena, CA (16 miles from Sherman Oaks, CA)
- 6 days ago
Job Summary The Export Compliance Manager (EC Manager) will report to the Director of Research Security in the Office of Research Security (ORS) and will assist with the implementation of the Caltech...
Export Compliance Manager California Institute of Technology
- Pasadena, CA (16 miles from Sherman Oaks, CA)
- 6 days ago
- Pasadena, CA (16 miles from Sherman Oaks, CA)
- 6 days ago
Export Compliance Manager Caltech Job Category: Fulltime Regular Exempt Overtime Eligible: Exempt Benefits Eligible: Benefit Based Caltech is a world-renowned science and engineering institute that...
- Los Angeles, CA (17 miles from Sherman Oaks, CA)
- 24 days ago
- Los Angeles, CA (17 miles from Sherman Oaks, CA)
- 24 days ago
Most roles at Convoso function as "hybrid" with some opportunities for travel to in-person business events and company meetings. For remote positions, Convoso's U.S. hiring is open to candidates...
- Valencia, CA (20 miles from Sherman Oaks, CA)
- 25 days ago
- Valencia, CA (20 miles from Sherman Oaks, CA)
- 25 days ago
Kelly Science & Clinical is seeking a Regulatory Affairs Manager for a direct-hire position at a premier client. Location: Valencia & Burbank, CA (Onsite) Business Line: Direct Hire Salary Range:...
Investment Operations Securities Specialist Senior
- Los Angeles, CA (17 miles from Sherman Oaks, CA)
- 26 days ago
- Los Angeles, CA (17 miles from Sherman Oaks, CA)
- 26 days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
- Woodland Hills, CA (13 miles from Sherman Oaks, CA)
- 27 days ago
- Woodland Hills, CA (13 miles from Sherman Oaks, CA)
- 27 days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
Quality Food Safety Compliance Supervisor
- Chatsworth, CA (12 miles from Sherman Oaks, CA)
- 28 days ago
- Chatsworth, CA (12 miles from Sherman Oaks, CA)
- 28 days ago
At Danone, Manufacturing the best products and supplying them to meet demand is a key driver for our plant teams. We are currently looking to hire a QFS Compliance Supervisor based in Chatsworth,...
- Los Angeles, CA (17 miles from Sherman Oaks, CA)
- 30+ days ago
- Los Angeles, CA (17 miles from Sherman Oaks, CA)
- 30+ days ago
Act as an information source to management, lending officers, operations personnel, customer contact personnel, and other staff in relations to compliance laws and regulations....
- Los Angeles, CA (17 miles from Sherman Oaks, CA)
- 30+ days ago
- Los Angeles, CA (17 miles from Sherman Oaks, CA)
- 30+ days ago
Position Summary The Regulatory Reporting Manager is responsible for managing the strategy and roadmap for operational execution of regulatory obligations for TCW. This includes overseeing the...
Healthcare Compliance Coordinator
- Glendale, CA (7 miles from Sherman Oaks, CA)
- 30+ days ago
- Glendale, CA (7 miles from Sherman Oaks, CA)
- 30+ days ago
Description HEALTHCARE COMPLIANCE COORDINATOR JOB SUMMARY This position primarily provides administrative support to the CAO and serves as CCHC's Privacy Officer. The individual will work as a...
- Chatsworth, CA (12 miles from Sherman Oaks, CA)
- 30+ days ago
- Chatsworth, CA (12 miles from Sherman Oaks, CA)
- 30+ days ago
Short Intro and About the Job At Danone, Manufacturing the best products and supplying them to meet demand is a key driver for our plant teams. We are currently looking to hire a QFS Compliance...
Compliance and Audit Manager California State University, Northridge
- Northridge, CA (8 miles from Sherman Oaks, CA)
- 30+ days ago
- Northridge, CA (8 miles from Sherman Oaks, CA)
- 30+ days ago
Compliance and Audit Manager At CSUN we aspire to continually grow as an inclusive, cooperative community! CSUN strives to be a destination workplace, where everyone understands that they belong...
Demographic Data for Sherman Oaks, CA
Moving to Sherman Oaks, CA? Find some basic demographic data about Sherman Oaks, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sherman Oaks, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sherman Oaks, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Documentation
- Coaching
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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