Compliance Manager Jobs in Seal Beach, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Quality/SHE Compliance Supervisor
- Santa Ana, CA (12 miles from Seal Beach, CA)
- 4 days ago
- Santa Ana, CA (12 miles from Seal Beach, CA)
- 4 days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 7 days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 7 days ago
Date Posted: 2025-04-22 Country: United States of America Location: OT335: SA - LOS ANGELES, CA 2701 Media Center Drive, Los Angeles, CA, 90065 USA Job Description Would you like to join a truly...
Clinical Site Compliance Coordinator, Physical Therapy Department Mount Saint Mary's University
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 11 days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 11 days ago
Clinical Site Compliance Coordinator, Physical Therapy Department Clinical Site Compliance Coordinator will work collaboratively with the Director of Clinical Education and will support and...
Financial Institution Regulatory Compliance Manager
- Irvine, CA (19 miles from Seal Beach, CA)
- 21 days ago
- Irvine, CA (19 miles from Seal Beach, CA)
- 21 days ago
If yes, consider joining Baker Tilly (BT) as a Regulatory Compliance Manager!...
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Expanded Learning Compliance Coordinator
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 26 days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 26 days ago
Who We Are KIPP SoCal Public Schools is a nonprofit organization that operates 20 tuition-free, open-enrollment charter public schools, within 20 Local Education Agencies (LEA), educating more...
Chief Compliance Officer (Wealth Advisor)
- Irvine, CA (19 miles from Seal Beach, CA)
- 26 days ago
- Irvine, CA (19 miles from Seal Beach, CA)
- 26 days ago
Understand and fulfill duties and responsibilities related to the Bank Secrecy Act (BSA), Anti-Money Laundering Act (AML), and Office of Foreign Assets Control Regulations (OFAC), including participation...
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 30+ days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 30+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 30+ days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 30+ days ago
Compliance and Audit Manager At CSUN we aspire to continually grow as an inclusive, cooperative community! CSUN strives to be a destination workplace, where everyone understands that they belong...
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 30+ days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 30+ days ago
REGULATORY AFFAIRS MANAGER LOS ANGELES, CA Who We Are Tower 28 is a clean beauty brand born and bred in Santa Monica. All products are designed for sensitive skin, high-performance, and 100%...
- Monterey Park, CA (20 miles from Seal Beach, CA)
- 30+ days ago
- Monterey Park, CA (20 miles from Seal Beach, CA)
- 30+ days ago
Serves as the organization's Compliance Manager. Consults with and advises operating units and managers on all compliance related issues....
- Lakewood, CA (7 miles from Seal Beach, CA)
- 30+ days ago
- Lakewood, CA (7 miles from Seal Beach, CA)
- 30+ days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
- Lakewood, CA (7 miles from Seal Beach, CA)
- 30+ days ago
- Lakewood, CA (7 miles from Seal Beach, CA)
- 30+ days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
Investment Operations Securities Specialist Senior
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 60+ days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 60+ days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
Governmental Interactions Compliance Manager
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 90+ days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 90+ days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Regulatory Compliance Coordinator
- Pomona, CA (22 miles from Seal Beach, CA)
- 45+ days ago
- Pomona, CA (22 miles from Seal Beach, CA)
- 45+ days ago
Regulatory Compliance Coordinator Posting Number: S01386 Position Status: Full time Campus: Western University Campus-Pomona, CA Department: 1309-Research and Biotechnology Function: Family:...
Demographic Data for Seal Beach, CA
Moving to Seal Beach, CA? Find some basic demographic data about Seal Beach, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Seal Beach, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Seal Beach, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Executive Management
- Insurance Verification
- Change Management
- Employee Benefits
- Revenue Cycle
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Collections
- Written Communication
- Verbal Communication
- Investigation
- Prioritizing
- Auditing
- Documentation
- Collaboration
- Mentoring
- Data Analysis
- Employee Development
- Bachelor's Degree
- Coaching
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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