Compliance Manager Jobs in Seal Beach, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Compliance Officer - Fair Lending CRA
- Lakewood, CA (7 miles from Seal Beach, CA)
- 2 days ago
- Lakewood, CA (7 miles from Seal Beach, CA)
- 2 days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 3 days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 3 days ago
SUMMARY The Compliance Officer is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed....
- Irvine, CA (19 miles from Seal Beach, CA)
- 3 days ago
- Irvine, CA (19 miles from Seal Beach, CA)
- 3 days ago
Description Job Overview: The Compliance Team Coordinator (HOA Compliance Specialist) will be responsible for assisting the Compliance Team Manager with all tasks associated with tracking the...
- Irvine, CA (19 miles from Seal Beach, CA)
- 4 days ago
- Irvine, CA (19 miles from Seal Beach, CA)
- 4 days ago
Responsibilities: Develop, enhance or lead scheduled loan level documentation reviews, kick off meetings, transactional testing, risk assessments on all lending products through focused and random sample...
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 4 days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 4 days ago
Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance....
Senior Compliance Officer (Hybrid)
- Santa Ana, CA (12 miles from Seal Beach, CA)
- 9 days ago
- Santa Ana, CA (12 miles from Seal Beach, CA)
- 9 days ago
Who We Are Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally...
Regulatory Reporting Manager, 12 Month FTC
- Newport Beach, CA (18 miles from Seal Beach, CA)
- 11 days ago
- Newport Beach, CA (18 miles from Seal Beach, CA)
- 11 days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
Temporary Part Time Public Health Policy & Compliance Coordinator
- Irvine, CA (19 miles from Seal Beach, CA)
- 13 days ago
- Irvine, CA (19 miles from Seal Beach, CA)
- 13 days ago
Who We Are Founded in 1965, UC Irvine is a member of the prestigious Association of American Universities and is ranked among the nation's top 10 public universities by U.S. News & World Report....
Temporary Part Time Public Health Policy & Compliance Coordinator University of California Irvine
- Irvine, CA (19 miles from Seal Beach, CA)
- 13 days ago
- Irvine, CA (19 miles from Seal Beach, CA)
- 13 days ago
Who We Are Founded in 1965, UC Irvine is a member of the prestigious Association of American Universities and is ranked among the nation's top 10 public universities by U.S. News & World Report....
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 14 days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 14 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Irvine, CA (19 miles from Seal Beach, CA)
- 14 days ago
- Irvine, CA (19 miles from Seal Beach, CA)
- 14 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Chief Compliance Officer (Wealth Advisor)
- Irvine, CA (19 miles from Seal Beach, CA)
- 14 days ago
- Irvine, CA (19 miles from Seal Beach, CA)
- 14 days ago
Understand and fulfill duties and responsibilities related to the Bank Secrecy Act (BSA), Anti-Money Laundering Act (AML), and Office of Foreign Assets Control Regulations (OFAC), including participation...
Clinical Site Compliance Coordinator, Physical Therapy Department
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 20 days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 20 days ago
Clinical Site Compliance Coordinator, Physical Therapy Department Clinical Site Compliance Coordinator will work collaboratively with the Director of Clinical Education and will support and...
Regional Compliance Coordinator
- Torrance, CA (14 miles from Seal Beach, CA)
- 28 days ago
- Torrance, CA (14 miles from Seal Beach, CA)
- 28 days ago
Primary Duties and Responsibilities: Works collaboratively with the regional Compliance Department and other enterprise Business Unit leaders, Subject Matter Experts (SMEs) and team members to...
State Licensing & Regulatory Compliance Manager
- Foothill Ranch, CA (23 miles from Seal Beach, CA)
- 29 days ago
- Foothill Ranch, CA (23 miles from Seal Beach, CA)
- 29 days ago
Familiarity with using loan origination systems (LOS) and loan management systems (LMS)....
Demographic Data for Seal Beach, CA
Moving to Seal Beach, CA? Find some basic demographic data about Seal Beach, CA below.
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Salary for Compliance Manager Jobs in Seal Beach, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Seal Beach, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Change Management
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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