Compliance Manager Jobs in Seal Beach, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
AVP/VP, Credit Compliance Officer
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 20 hours ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 20 hours ago
laws and regulations ( including but not limited to, Home Mortgage Disclosure Act, Truth In Lending Act, Fair Credit Reporting Act, Equal Credit Opportunity Act, Fair Lending, etc.), fees and interest...
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 3 days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 3 days ago
Work with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary....
- Irvine, CA (19 miles from Seal Beach, CA)
- 6 days ago
- Irvine, CA (19 miles from Seal Beach, CA)
- 6 days ago
Compliance Officer - Deposits** The Compliance Officer implements broader planning for business unit compliance programs in order to ensure organization functions are in compliance with all...
Fair Banking Compliance Officer
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 7 days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 7 days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
Food Safety and Regulatory Affairs Manager
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 10 days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 10 days ago
Description Central Garden & Pet is a market leader in the Garden and Pet industries. For over 40 years, Central has proudly nurtured happy and healthy homes by bringing innovative and trusted...
- Santa Ana, CA (12 miles from Seal Beach, CA)
- 22 days ago
- Santa Ana, CA (12 miles from Seal Beach, CA)
- 22 days ago
Position Overview We are hiring a Trade Compliance Coordinator. The Trade Compliance Coordinator will assists the Compliance departments with daily import and export operations, data management,...
- Santa Ana, CA (12 miles from Seal Beach, CA)
- 27 days ago
- Santa Ana, CA (12 miles from Seal Beach, CA)
- 27 days ago
Certified Regulatory Compliance Manager (CRCM) designation preferred....
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 30+ days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 30+ days ago
Most roles at Convoso function as "hybrid" with some opportunities for travel to in-person business events and company meetings. For remote positions, Convoso's U.S. hiring is open to candidates...
Investment Operations Securities Specialist Senior
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 30+ days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 30+ days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
Senior Compliance Officer (Hybrid)
- Santa Ana, CA (12 miles from Seal Beach, CA)
- 30+ days ago
- Santa Ana, CA (12 miles from Seal Beach, CA)
- 30+ days ago
Who We Are Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally...
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 30+ days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 30+ days ago
Act as an information source to management, lending officers, operations personnel, customer contact personnel, and other staff in relations to compliance laws and regulations....
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 30+ days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 30+ days ago
Position Summary The Regulatory Reporting Manager is responsible for managing the strategy and roadmap for operational execution of regulatory obligations for TCW. This includes overseeing the...
Quality/SHE Compliance Supervisor
- Santa Ana, CA (12 miles from Seal Beach, CA)
- 45+ days ago
- Santa Ana, CA (12 miles from Seal Beach, CA)
- 45+ days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 45+ days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 45+ days ago
Date Posted: 2025-04-22 Country: United States of America Location: OT335: SA - LOS ANGELES, CA 2701 Media Center Drive, Los Angeles, CA, 90065 USA Job Description Would you like to join a truly...
Expanded Learning Compliance Coordinator
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 60+ days ago
- Los Angeles, CA (17 miles from Seal Beach, CA)
- 60+ days ago
Who We Are KIPP SoCal Public Schools is a nonprofit organization that operates 20 tuition-free, open-enrollment charter public schools, within 20 Local Education Agencies (LEA), educating more...
Demographic Data for Seal Beach, CA
Moving to Seal Beach, CA? Find some basic demographic data about Seal Beach, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Seal Beach, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Seal Beach, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Equities
- Spill Response
- ASQ Certified Quality Auditor
- Dodd-Frank
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Collaboration
- Mentoring
- Coaching
- Documentation
- Employee Development
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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