Compliance Manager Jobs in Saratoga, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Coordinator/Document Control
- San Jose, CA (10 miles from Saratoga, CA)
- 6 days ago
- San Jose, CA (10 miles from Saratoga, CA)
- 6 days ago
RoHS/REACH Compliance Coordinator/Document Control Machine shop located in San Jose area is seeking for a RoHS/REACH Compliance Coordinator. Key Responsibilities: Compliance Assessment: Review...
- Mountain View, CA (11 miles from Saratoga, CA)
- 9 days ago
- Mountain View, CA (11 miles from Saratoga, CA)
- 9 days ago
business concepts and strategy and have the self-confidence to say what you need to say to senior colleagues;You're an expert in consumer protection laws including GLBA, UDAAP, FCRA, Reg.E, Reg.Z, BSA...
- Palo Alto, CA (14 miles from Saratoga, CA)
- 9 days ago
- Palo Alto, CA (14 miles from Saratoga, CA)
- 9 days ago
into business processes Own the compliance training program for employees and support external audits and regulatory inquiries Establish monitoring systems to assess compliance risks across Mudflap's lending-related...
Ant Group-US Sanctions Compliance Officer-Sunnyvale CA
- Sunnyvale, CA (9 miles from Saratoga, CA)
- 10 days ago
- Sunnyvale, CA (9 miles from Saratoga, CA)
- 10 days ago
is responsible for developing and overseeing our US sanctions compliance program to ensure compliance with relevant US regulations, including those issued by the Office of Foreign Assets Control (OFAC...
Pharmacy Compliance Coordinator (Full-Time, 8-Hour Day Shifts, Onsite/Hybrid)
- Palo Alto, CA (14 miles from Saratoga, CA)
- 13 days ago
- Palo Alto, CA (14 miles from Saratoga, CA)
- 13 days ago
1.0 FTE Full time Day - 08 Hour R2548730 Hybrid 108390019 Pharmacy IP Ancillary 900 Welch Other PALO ALTO, 900 Welch Rd, California If you're ready to be part of our legacy of hope and innovation,...
Staff Product Compliance Manager - Fintech/Payments Compliance
- Mountain View, CA (11 miles from Saratoga, CA)
- 13 days ago
- Mountain View, CA (11 miles from Saratoga, CA)
- 13 days ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
- Union City, CA (24 miles from Saratoga, CA)
- 14 days ago
- Union City, CA (24 miles from Saratoga, CA)
- 14 days ago
Position Summary The Compliance Coordinator is integral to ensuring site-specific readiness for annual inspections and supporting the Compliance Manager....
Global Trade Compliance Director
- San Jose, CA (10 miles from Saratoga, CA)
- 26 days ago
- San Jose, CA (10 miles from Saratoga, CA)
- 26 days ago
Responsibilities & Competencies Job Duties Define and implement a comprehensive trade compliance strategy aligned with U.S. and international laws (e.g., EAR, ITAR, OFAC, sanctions, customs regulations...
Lending Operations & Compliance Manager
- Foster City, CA (23 miles from Saratoga, CA)
- 30+ days ago
- Foster City, CA (23 miles from Saratoga, CA)
- 30+ days ago
Job Category We are seeking a resourceful and detail-oriented Lending Operations & Compliance Manager who thrives in an autonomous, fast-paced environment....
Remote WorkSr Regulatory Affairs Manager, Abbott Ventures - Transcatheter Mitral Valve Replacement (on-site)
- Santa Clara, CA (8 miles from Saratoga, CA)
- 45+ days ago
- Santa Clara, CA (8 miles from Saratoga, CA)
- 45+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Compliance Manager, Credit Products
- San Jose, CA (10 miles from Saratoga, CA)
- 45+ days ago
- San Jose, CA (10 miles from Saratoga, CA)
- 45+ days ago
Experience in Compliance for Credit, Credit Risk, Buy Now Pay Later or Merchant Lending products is a plus as well as experience providing product specific compliance advisory support....
Regulatory Affairs Manager Vascular (on-site)
- Santa Clara, CA (8 miles from Saratoga, CA)
- 60+ days ago
- Santa Clara, CA (8 miles from Saratoga, CA)
- 60+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Controls Testing Compliance Manager
- Palo Alto, CA (14 miles from Saratoga, CA)
- 60+ days ago
- Palo Alto, CA (14 miles from Saratoga, CA)
- 60+ days ago
. _ Key Responsibilities: Design, implement, and manage a comprehensive control testing program to evaluate the effectiveness of compliance controls across various compliance functions (e.g., anti-money...
- Fremont, CA (21 miles from Saratoga, CA)
- 90+ days ago
- Fremont, CA (21 miles from Saratoga, CA)
- 90+ days ago
Tesla is seeking a regulatory compliance program manager responsible for overseeing the North America Field Service team's compliance with all local, state, and federal laws, regulations, and...
Cybersecurity Risk & Compliance Manager
- Santa Clara, CA (8 miles from Saratoga, CA)
- 90+ days ago
- Santa Clara, CA (8 miles from Saratoga, CA)
- 90+ days ago
Your Team, Your Impact As a Cybersecurity Risk and Compliance Manager at Marvell Technology, you will lead our cybersecurity team in ensuring the organization's adherence to industry regulations, standards...
Demographic Data for Saratoga, CA
Moving to Saratoga, CA? Find some basic demographic data about Saratoga, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Saratoga, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Saratoga, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Management Reporting
- Fixed Income
- Equities
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »