Compliance Manager Jobs in Santa Cruz, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Coordinator/Document Control
- San Jose, CA (24 miles from Santa Cruz, CA)
- 1 day ago
- San Jose, CA (24 miles from Santa Cruz, CA)
- 1 day ago
RoHS/REACH Compliance Coordinator/Document Control Machine shop located in San Jose area is seeking for a RoHS/REACH Compliance Coordinator. Key Responsibilities: Compliance Assessment: Review...
- Mountain View, CA (24 miles from Santa Cruz, CA)
- 5 days ago
- Mountain View, CA (24 miles from Santa Cruz, CA)
- 5 days ago
business concepts and strategy and have the self-confidence to say what you need to say to senior colleagues;You're an expert in consumer protection laws including GLBA, UDAAP, FCRA, Reg.E, Reg.Z, BSA...
Ant Group-US Sanctions Compliance Officer-Sunnyvale CA
- Sunnyvale, CA (23 miles from Santa Cruz, CA)
- 6 days ago
- Sunnyvale, CA (23 miles from Santa Cruz, CA)
- 6 days ago
is responsible for developing and overseeing our US sanctions compliance program to ensure compliance with relevant US regulations, including those issued by the Office of Foreign Assets Control (OFAC...
Staff Product Compliance Manager - Fintech/Payments Compliance
- Mountain View, CA (24 miles from Santa Cruz, CA)
- 9 days ago
- Mountain View, CA (24 miles from Santa Cruz, CA)
- 9 days ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
Global Trade Compliance Director
- San Jose, CA (24 miles from Santa Cruz, CA)
- 22 days ago
- San Jose, CA (24 miles from Santa Cruz, CA)
- 22 days ago
Responsibilities & Competencies Job Duties Define and implement a comprehensive trade compliance strategy aligned with U.S. and international laws (e.g., EAR, ITAR, OFAC, sanctions, customs regulations...
Sr Regulatory Affairs Manager, Abbott Ventures - Transcatheter Mitral Valve Replacement (on-site)
- Santa Clara, CA (22 miles from Santa Cruz, CA)
- 30+ days ago
- Santa Clara, CA (22 miles from Santa Cruz, CA)
- 30+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Compliance Manager, Credit Products
- San Jose, CA (24 miles from Santa Cruz, CA)
- 45+ days ago
- San Jose, CA (24 miles from Santa Cruz, CA)
- 45+ days ago
Experience in Compliance for Credit, Credit Risk, Buy Now Pay Later or Merchant Lending products is a plus as well as experience providing product specific compliance advisory support....
Sr Regulatory Affairs Manager - Transcatheter Mitral and Tricuspid Valve Repair (on-site)
- Santa Clara, CA (22 miles from Santa Cruz, CA)
- 45+ days ago
- Santa Clara, CA (22 miles from Santa Cruz, CA)
- 45+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Manager Vascular (on-site)
- Santa Clara, CA (22 miles from Santa Cruz, CA)
- 45+ days ago
- Santa Clara, CA (22 miles from Santa Cruz, CA)
- 45+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Cybersecurity Risk & Compliance Manager
- Santa Clara, CA (22 miles from Santa Cruz, CA)
- 90+ days ago
- Santa Clara, CA (22 miles from Santa Cruz, CA)
- 90+ days ago
Your Team, Your Impact As a Cybersecurity Risk and Compliance Manager at Marvell Technology, you will lead our cybersecurity team in ensuring the organization's adherence to industry regulations, standards...
- San Jose, CA (24 miles from Santa Cruz, CA)
- 90+ days ago
- San Jose, CA (24 miles from Santa Cruz, CA)
- 90+ days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
Demographic Data for Santa Cruz, CA
Moving to Santa Cruz, CA? Find some basic demographic data about Santa Cruz, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Santa Cruz, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Santa Cruz, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Equities
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Wealth Management
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Accounting
- Auditing
- Written Communication
- Verbal Communication
- Investigation
- Interpersonal Skills
- Employee Development
- Collaboration
- Mentoring
- Coaching
- Documentation
- Bachelor's Degree
- Filing
- Reporting
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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