Compliance Manager Jobs in Santa Cruz, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Compliance Manager - Consumer Lending
- Mountain View, CA (24 miles from Santa Cruz, CA)
- 28 days ago
- Mountain View, CA (24 miles from Santa Cruz, CA)
- 28 days ago
The Compliance Manager will support the consumer compliance team by providing product advisory for newly created products and work to get them approved by our bank partner while contributing to the...
Senior Technical Risk and Compliance Manager
- Mountain View, CA (24 miles from Santa Cruz, CA)
- 30+ days ago
- Mountain View, CA (24 miles from Santa Cruz, CA)
- 30+ days ago
Overview Working at Atlassian Atlassians can choose where they work whether in an office, from home, or a combination of the two. That way, Atlassians have more control over supporting their...
Ant Group-US Sanctions Compliance Officer-Sunnyvale CA
- Sunnyvale, CA (23 miles from Santa Cruz, CA)
- 60+ days ago
- Sunnyvale, CA (23 miles from Santa Cruz, CA)
- 60+ days ago
is responsible for developing and overseeing our US sanctions compliance program to ensure compliance with relevant US regulations, including those issued by the Office of Foreign Assets Control (OFAC...
Staff Product Compliance Manager - Fintech/Payments Compliance
- Mountain View, CA (24 miles from Santa Cruz, CA)
- 60+ days ago
- Mountain View, CA (24 miles from Santa Cruz, CA)
- 60+ days ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
Global Trade Compliance Director
- San Jose, CA (24 miles from Santa Cruz, CA)
- 60+ days ago
- San Jose, CA (24 miles from Santa Cruz, CA)
- 60+ days ago
Responsibilities & Competencies Job Duties Define and implement a comprehensive trade compliance strategy aligned with U.S. and international laws (e.g., EAR, ITAR, OFAC, sanctions, customs regulations...
Regulatory Affairs Manager Vascular (on-site)
- Santa Clara, CA (22 miles from Santa Cruz, CA)
- 90+ days ago
- Santa Clara, CA (22 miles from Santa Cruz, CA)
- 90+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Demographic Data for Santa Cruz, CA
Moving to Santa Cruz, CA? Find some basic demographic data about Santa Cruz, CA below.
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Salary for Compliance Manager Jobs in Santa Cruz, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Santa Cruz, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Reimbursement
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Change Management
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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