Compliance Manager Jobs in Santa Ana, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Newport Beach, CA (10 miles from Santa Ana, CA)
- 2 days ago
- Newport Beach, CA (10 miles from Santa Ana, CA)
- 2 days ago
/anti-money laundering, compliance training, support, and managing the team....
Logistics and Vendor Compliance Supervisor
- Ontario, CA (24 miles from Santa Ana, CA)
- 22 days ago
- Ontario, CA (24 miles from Santa Ana, CA)
- 22 days ago
Manager with day-to-day tasks Ensures that onboarding of new clients is successfully done for proper compliance records Analyze, research chargebacks, determine findings to communicate to the client...
Corporate Compliance Coordinator
- Ontario, CA (24 miles from Santa Ana, CA)
- 26 days ago
- Ontario, CA (24 miles from Santa Ana, CA)
- 26 days ago
Overview Prime Healthcare is an award-winning health system headquartered in Ontario, California. Prime Healthcare operates 51 hospitals and has more than 360 outpatient locations in 14 states...
Certified Regulatory Compliance Manager (CRCM) designation preferred....
Who We Are Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally...
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
- Irvine, CA (6 miles from Santa Ana, CA)
- 90+ days ago
- Irvine, CA (6 miles from Santa Ana, CA)
- 90+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
- Lakewood, CA (17 miles from Santa Ana, CA)
- 90+ days ago
- Lakewood, CA (17 miles from Santa Ana, CA)
- 90+ days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
Employee Relations and Compliance Manager
- Long Beach, CA (23 miles from Santa Ana, CA)
- 90+ days ago
- Long Beach, CA (23 miles from Santa Ana, CA)
- 90+ days ago
EMPLOYEE RELATIONS AND COMPLIANCE MANAGER Located onsite at Rocket Lab's global headquarters in Long Beach, CA, the Employee Relations and Compliance Manager will be leading a team of hard-working and...
Quality Food Safety Compliance Supervisor
- City of Industry, CA (20 miles from Santa Ana, CA)
- 90+ days ago
- City of Industry, CA (20 miles from Santa Ana, CA)
- 90+ days ago
At Danone, manufacturing high-quality products and meeting demand are key priorities for our plant teams. We have an opening for a Quality and Food Safety Compliance Supervisor based in our City...
Demographic Data for Santa Ana, CA
Moving to Santa Ana, CA? Find some basic demographic data about Santa Ana, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Santa Ana, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Santa Ana, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Change Management
- Implementation
- Fixed Income
- Management Consulting
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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