Compliance Manager Jobs in Santa Ana, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Irvine, CA (6 miles from Santa Ana, CA)
- 2 days ago
- Irvine, CA (6 miles from Santa Ana, CA)
- 2 days ago
Certified anti money laundering, Global Sanctions Specialist. Pay: $120k/Y. recblid ajvjuqi5girgwn091dewtn19lwtoj5...
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
Environmental Compliance Coordinator
- Corona, CA (18 miles from Santa Ana, CA)
- 25 days ago
- Corona, CA (18 miles from Santa Ana, CA)
- 25 days ago
Are you passionate about making a tangible difference in people's lives, protecting our environment while improving water quality? Join the City of Corona's Public Works team and play a vital role...
Chief Compliance Officer (Wealth Advisor)
- Irvine, CA (6 miles from Santa Ana, CA)
- 30+ days ago
- Irvine, CA (6 miles from Santa Ana, CA)
- 30+ days ago
Understand and fulfill duties and responsibilities related to the Bank Secrecy Act (BSA), Anti-Money Laundering Act (AML), and Office of Foreign Assets Control Regulations (OFAC), including participation...
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- Ontario, CA (24 miles from Santa Ana, CA)
- 30+ days ago
- Ontario, CA (24 miles from Santa Ana, CA)
- 30+ days ago
Product Compliance Coordinator at Masco Canada (Onsite St. Thomas, ON Office) Come build the future with us! At Masco Canada, we are passionate about delivering innovative solutions and...
- Irvine, CA (6 miles from Santa Ana, CA)
- 30+ days ago
- Irvine, CA (6 miles from Santa Ana, CA)
- 30+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
- Lakewood, CA (17 miles from Santa Ana, CA)
- 45+ days ago
- Lakewood, CA (17 miles from Santa Ana, CA)
- 45+ days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
- Lakewood, CA (17 miles from Santa Ana, CA)
- 45+ days ago
- Lakewood, CA (17 miles from Santa Ana, CA)
- 45+ days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
Employee Relations and Compliance Manager
- Long Beach, CA (23 miles from Santa Ana, CA)
- 90+ days ago
- Long Beach, CA (23 miles from Santa Ana, CA)
- 90+ days ago
EMPLOYEE RELATIONS AND COMPLIANCE MANAGER Located onsite at Rocket Lab's global headquarters in Long Beach, CA, the Employee Relations and Compliance Manager will be leading a team of hard-working and...
Quality Food Safety Compliance Supervisor
- City of Industry, CA (20 miles from Santa Ana, CA)
- 90+ days ago
- City of Industry, CA (20 miles from Santa Ana, CA)
- 90+ days ago
At Danone, manufacturing high-quality products and meeting demand are key priorities for our plant teams. We have an opening for a Quality and Food Safety Compliance Supervisor based in our City...
Demographic Data for Santa Ana, CA
Moving to Santa Ana, CA? Find some basic demographic data about Santa Ana, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Santa Ana, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Santa Ana, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Auditing
- Written Communication
- Verbal Communication
- Investigation
- Documentation
- Mentoring
- Employee Development
- Collaboration
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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