Compliance Manager Jobs in San Dimas, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Glendora, CA (1 mile from San Dimas, CA)
- 3 days ago
- Glendora, CA (1 mile from San Dimas, CA)
- 3 days ago
Bank's compliance and monitoring for anti-money laundering, the Bank Secrecy Act, the know your customer process, FinCEN reporting, OFAC-related issues or Suspicious Activity Report filings....
Logistics and Vendor Compliance Supervisor
- Ontario, CA (9 miles from San Dimas, CA)
- 19 days ago
- Ontario, CA (9 miles from San Dimas, CA)
- 19 days ago
Manager with day-to-day tasks Ensures that onboarding of new clients is successfully done for proper compliance records Analyze, research chargebacks, determine findings to communicate to the client...
Corporate Compliance Coordinator
- Ontario, CA (9 miles from San Dimas, CA)
- 24 days ago
- Ontario, CA (9 miles from San Dimas, CA)
- 24 days ago
Overview Prime Healthcare is an award-winning health system headquartered in Ontario, California. Prime Healthcare operates 51 hospitals and has more than 360 outpatient locations in 14 states...
- Pasadena, CA (18 miles from San Dimas, CA)
- 25 days ago
- Pasadena, CA (18 miles from San Dimas, CA)
- 25 days ago
Job Summary The Export Compliance Manager (EC Manager) will report to the Director of Research Security in the Office of Research Security (ORS) and will assist with the implementation of the Caltech...
Export Compliance Manager California Institute of Technology
- Pasadena, CA (18 miles from San Dimas, CA)
- 26 days ago
- Pasadena, CA (18 miles from San Dimas, CA)
- 26 days ago
Export Compliance Manager Caltech Job Category: Fulltime Regular Exempt Overtime Eligible: Exempt Benefits Eligible: Benefit Based Caltech is a world-renowned science and engineering institute that...
- Monterey Park, CA (19 miles from San Dimas, CA)
- 90+ days ago
- Monterey Park, CA (19 miles from San Dimas, CA)
- 90+ days ago
Serves as the organization's Compliance Manager. Consults with and advises operating units and managers on all compliance related issues....
Quality Food Safety Compliance Supervisor
- City of Industry, CA (14 miles from San Dimas, CA)
- 90+ days ago
- City of Industry, CA (14 miles from San Dimas, CA)
- 90+ days ago
At Danone, manufacturing high-quality products and meeting demand are key priorities for our plant teams. We have an opening for a Quality and Food Safety Compliance Supervisor based in our City...
Demographic Data for San Dimas, CA
Moving to San Dimas, CA? Find some basic demographic data about San Dimas, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in San Dimas, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in San Dimas, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Management Reporting
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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