Compliance Manager Jobs in Rosemead, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Manager-Multifamily Real Estate
- Los Angeles, CA (11 miles from Rosemead, CA)
- 20 hours ago
- Los Angeles, CA (11 miles from Rosemead, CA)
- 20 hours ago
We are looking for a Compliance Manager who is meticulous and knowledgeable in the Real Estate/Property Management world....
- North Hollywood, CA (18 miles from Rosemead, CA)
- 1 day ago
- North Hollywood, CA (18 miles from Rosemead, CA)
- 1 day ago
Position Summary: The Trade Compliance Manager is a key member of the PCC compliance team and will establish and implement a robust trade compliance program that supports the day-to-day operation of...
- Long Beach, CA (19 miles from Rosemead, CA)
- 5 days ago
- Long Beach, CA (19 miles from Rosemead, CA)
- 5 days ago
The Compliance Operations Manager is responsible for compliance with all laws, codes and regulations and requirements with the authorities that have jurisdiction over the Facilities Department to...
- Los Angeles, CA (11 miles from Rosemead, CA)
- 5 days ago
- Los Angeles, CA (11 miles from Rosemead, CA)
- 5 days ago
SUMMARY The Compliance Officer is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed....
- Monterey Park, CA (3 miles from Rosemead, CA)
- 6 days ago
- Monterey Park, CA (3 miles from Rosemead, CA)
- 6 days ago
Qualifications/Requirements Minimum 3 years of regulatory compliance experience with respect to commercial banking products and services required....
Bank Partnership Compliance Manager
- Los Angeles, CA (11 miles from Rosemead, CA)
- 7 days ago
- Los Angeles, CA (11 miles from Rosemead, CA)
- 7 days ago
Qualifications & Skills Secured and Unsecured Credit Card industry experience AML/BSA experience Certified Regulatory Compliance Manager (CRCM), preferred....
AVP, Deposit Compliance Officer
- Los Angeles, CA (11 miles from Rosemead, CA)
- 14 days ago
- Los Angeles, CA (11 miles from Rosemead, CA)
- 14 days ago
People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank – we strive to provide a caring culture that supports your...
AVP/VP, Credit Compliance Officer
- Los Angeles, CA (11 miles from Rosemead, CA)
- 18 days ago
- Los Angeles, CA (11 miles from Rosemead, CA)
- 18 days ago
laws and regulations ( including but not limited to, Home Mortgage Disclosure Act, Truth In Lending Act, Fair Credit Reporting Act, Equal Credit Opportunity Act, Fair Lending, etc.), fees and interest...
- Los Angeles, CA (11 miles from Rosemead, CA)
- 21 days ago
- Los Angeles, CA (11 miles from Rosemead, CA)
- 21 days ago
Work with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary....
Fair Banking Compliance Officer
- Studio City, CA (17 miles from Rosemead, CA)
- 25 days ago
- Studio City, CA (17 miles from Rosemead, CA)
- 25 days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
Food Safety and Regulatory Affairs Manager
- Los Angeles, CA (11 miles from Rosemead, CA)
- 28 days ago
- Los Angeles, CA (11 miles from Rosemead, CA)
- 28 days ago
Description Central Garden & Pet is a market leader in the Garden and Pet industries. For over 40 years, Central has proudly nurtured happy and healthy homes by bringing innovative and trusted...
Corporate Compliance Coordinator
- Ontario, CA (24 miles from Rosemead, CA)
- 30+ days ago
- Ontario, CA (24 miles from Rosemead, CA)
- 30+ days ago
Overview Prime Healthcare is an award-winning health system headquartered in Ontario, California. Prime Healthcare operates 51 hospitals and has more than 360 outpatient locations in 14 states...
- Pasadena, CA (6 miles from Rosemead, CA)
- 30+ days ago
- Pasadena, CA (6 miles from Rosemead, CA)
- 30+ days ago
Job Summary The Export Compliance Manager (EC Manager) will report to the Director of Research Security in the Office of Research Security (ORS) and will assist with the implementation of the Caltech...
Export Compliance Manager California Institute of Technology
- Pasadena, CA (6 miles from Rosemead, CA)
- 30+ days ago
- Pasadena, CA (6 miles from Rosemead, CA)
- 30+ days ago
Export Compliance Manager Caltech Job Category: Fulltime Regular Exempt Overtime Eligible: Exempt Benefits Eligible: Benefit Based Caltech is a world-renowned science and engineering institute that...
Investment Operations Securities Specialist Senior
- Los Angeles, CA (11 miles from Rosemead, CA)
- 45+ days ago
- Los Angeles, CA (11 miles from Rosemead, CA)
- 45+ days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
Demographic Data for Rosemead, CA
Moving to Rosemead, CA? Find some basic demographic data about Rosemead, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Rosemead, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Rosemead, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Spill Response
- Control & Countermeasure
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- USDA
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Interpersonal Skills
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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