Compliance Manager Jobs in Redondo Beach, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
AVP, Deposit Compliance Officer
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 5 days ago
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 5 days ago
People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank – we strive to provide a caring culture that supports your...
AVP/VP, Credit Compliance Officer
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 10 days ago
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 10 days ago
laws and regulations ( including but not limited to, Home Mortgage Disclosure Act, Truth In Lending Act, Fair Credit Reporting Act, Equal Credit Opportunity Act, Fair Lending, etc.), fees and interest...
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 12 days ago
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 12 days ago
Work with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary....
Fair Banking Compliance Officer
- Studio City, CA (22 miles from Redondo Beach, CA)
- 17 days ago
- Studio City, CA (22 miles from Redondo Beach, CA)
- 17 days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
Food Safety and Regulatory Affairs Manager
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 19 days ago
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 19 days ago
Description Central Garden & Pet is a market leader in the Garden and Pet industries. For over 40 years, Central has proudly nurtured happy and healthy homes by bringing innovative and trusted...
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 30+ days ago
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 30+ days ago
Most roles at Convoso function as "hybrid" with some opportunities for travel to in-person business events and company meetings. For remote positions, Convoso's U.S. hiring is open to candidates...
Investment Operations Securities Specialist Senior
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 45+ days ago
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 45+ days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
Healthcare Compliance Coordinator
- Glendale, CA (24 miles from Redondo Beach, CA)
- 45+ days ago
- Glendale, CA (24 miles from Redondo Beach, CA)
- 45+ days ago
Description HEALTHCARE COMPLIANCE COORDINATOR JOB SUMMARY This position primarily provides administrative support to the CAO and serves as CCHC's Privacy Officer. The individual will work as a...
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 60+ days ago
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 60+ days ago
Date Posted: 2025-04-22 Country: United States of America Location: OT335: SA - LOS ANGELES, CA 2701 Media Center Drive, Los Angeles, CA, 90065 USA Job Description Would you like to join a truly...
Expanded Learning Compliance Coordinator
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 60+ days ago
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 60+ days ago
Who We Are KIPP SoCal Public Schools is a nonprofit organization that operates 20 tuition-free, open-enrollment charter public schools, within 20 Local Education Agencies (LEA), educating more...
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 60+ days ago
- Los Angeles, CA (12 miles from Redondo Beach, CA)
- 60+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
- Monterey Park, CA (20 miles from Redondo Beach, CA)
- 90+ days ago
- Monterey Park, CA (20 miles from Redondo Beach, CA)
- 90+ days ago
Serves as the organization's Compliance Manager. Consults with and advises operating units and managers on all compliance related issues....
- Lakewood, CA (14 miles from Redondo Beach, CA)
- 90+ days ago
- Lakewood, CA (14 miles from Redondo Beach, CA)
- 90+ days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
- Lakewood, CA (14 miles from Redondo Beach, CA)
- 90+ days ago
- Lakewood, CA (14 miles from Redondo Beach, CA)
- 90+ days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
Employee Relations and Compliance Manager
- Long Beach, CA (7 miles from Redondo Beach, CA)
- 90+ days ago
- Long Beach, CA (7 miles from Redondo Beach, CA)
- 90+ days ago
EMPLOYEE RELATIONS AND COMPLIANCE MANAGER Located onsite at Rocket Lab's global headquarters in Long Beach, CA, the Employee Relations and Compliance Manager will be leading a team of hard-working and...
Demographic Data for Redondo Beach, CA
Moving to Redondo Beach, CA? Find some basic demographic data about Redondo Beach, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Redondo Beach, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Redondo Beach, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Management Reporting
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Bachelor's Degree
- Filing
- Reporting
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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