Compliance Manager Jobs in Rancho Palos Verdes, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 7 days ago
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 7 days ago
Date Posted: 2025-04-22 Country: United States of America Location: OT335: SA - LOS ANGELES, CA 2701 Media Center Drive, Los Angeles, CA, 90065 USA Job Description Would you like to join a truly...
Clinical Site Compliance Coordinator, Physical Therapy Department Mount Saint Mary's University
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 11 days ago
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 11 days ago
Clinical Site Compliance Coordinator, Physical Therapy Department Clinical Site Compliance Coordinator will work collaboratively with the Director of Clinical Education and will support and...
Expanded Learning Compliance Coordinator
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 26 days ago
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 26 days ago
Who We Are KIPP SoCal Public Schools is a nonprofit organization that operates 20 tuition-free, open-enrollment charter public schools, within 20 Local Education Agencies (LEA), educating more...
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 30+ days ago
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 30+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 30+ days ago
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 30+ days ago
Compliance and Audit Manager At CSUN we aspire to continually grow as an inclusive, cooperative community! CSUN strives to be a destination workplace, where everyone understands that they belong...
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 30+ days ago
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 30+ days ago
REGULATORY AFFAIRS MANAGER LOS ANGELES, CA Who We Are Tower 28 is a clean beauty brand born and bred in Santa Monica. All products are designed for sensitive skin, high-performance, and 100%...
- Monterey Park, CA (23 miles from Rancho Palos Verdes, CA)
- 30+ days ago
- Monterey Park, CA (23 miles from Rancho Palos Verdes, CA)
- 30+ days ago
Serves as the organization's Compliance Manager. Consults with and advises operating units and managers on all compliance related issues....
- Lakewood, CA (14 miles from Rancho Palos Verdes, CA)
- 30+ days ago
- Lakewood, CA (14 miles from Rancho Palos Verdes, CA)
- 30+ days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
- Lakewood, CA (14 miles from Rancho Palos Verdes, CA)
- 30+ days ago
- Lakewood, CA (14 miles from Rancho Palos Verdes, CA)
- 30+ days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
Investment Operations Securities Specialist Senior
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 60+ days ago
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 60+ days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
Governmental Interactions Compliance Manager
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 90+ days ago
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 90+ days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
EDUCATION AND WORK EXPERIENCE: • Minimum seven (7) years’ work experience in affordable property management field as an Occupancy Specialist or Compliance Manager level or higher providing compliance...
Fair Banking Compliance Officer
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 60+ days ago
- Los Angeles, CA (16 miles from Rancho Palos Verdes, CA)
- 60+ days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
- Santa Monica, CA (19 miles from Rancho Palos Verdes, CA)
- 60+ days ago
- Santa Monica, CA (19 miles from Rancho Palos Verdes, CA)
- 60+ days ago
laundering program....
Employee Relations and Compliance Manager
- Long Beach, CA (7 miles from Rancho Palos Verdes, CA)
- 90+ days ago
- Long Beach, CA (7 miles from Rancho Palos Verdes, CA)
- 90+ days ago
EMPLOYEE RELATIONS AND COMPLIANCE MANAGER Located onsite at Rocket Lab's global headquarters in Long Beach, CA, the Employee Relations and Compliance Manager will be leading a team of hard-working and...
Demographic Data for Rancho Palos Verdes, CA
Moving to Rancho Palos Verdes, CA? Find some basic demographic data about Rancho Palos Verdes, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Rancho Palos Verdes, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Rancho Palos Verdes, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Executive Management
- Insurance Verification
- Change Management
- Employee Benefits
- Revenue Cycle
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Written Communication
- Verbal Communication
- Investigation
- Prioritizing
- Auditing
- Documentation
- Collaboration
- Mentoring
- Data Analysis
- Employee Development
- Bachelor's Degree
- Coaching
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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