Compliance Manager Jobs in Pomona, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Sr Compliance Director - Core Quality Services
- Irvine, CA (17 miles from Pomona, CA)
- 1 day ago
- Irvine, CA (17 miles from Pomona, CA)
- 1 day ago
We anticipate the application window for this opening will close on - 15 Jun 2025 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
Corporate Compliance Coordinator
- Ontario, CA (10 miles from Pomona, CA)
- 2 days ago
- Ontario, CA (10 miles from Pomona, CA)
- 2 days ago
Overview Prime Healthcare is an award-winning health system headquartered in Ontario, California. Prime Healthcare operates 51 hospitals and has more than 360 outpatient locations in 14 states...
- Los Angeles, CA (24 miles from Pomona, CA)
- 4 days ago
- Los Angeles, CA (24 miles from Pomona, CA)
- 4 days ago
Compliance and Audit Manager California State University, Northridge Northridge, CA Full-time Accounting Posted on June 02, 2025 Compliance and Audit Manager At CSUN we aspire to continually grow...
- Pasadena, CA (21 miles from Pomona, CA)
- 4 days ago
- Pasadena, CA (21 miles from Pomona, CA)
- 4 days ago
Job Summary The Export Compliance Manager (EC Manager) will report to the Director of Research Security in the Office of Research Security (ORS) and will assist with the implementation of the Caltech...
Export Compliance Manager California Institute of Technology
- Pasadena, CA (21 miles from Pomona, CA)
- 4 days ago
- Pasadena, CA (21 miles from Pomona, CA)
- 4 days ago
Export Compliance Manager Caltech Job Category: Fulltime Regular Exempt Overtime Eligible: Exempt Benefits Eligible: Benefit Based Caltech is a world-renowned science and engineering institute that...
- Glendora, CA (8 miles from Pomona, CA)
- 5 days ago
- Glendora, CA (8 miles from Pomona, CA)
- 5 days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
- Santa Ana, CA (17 miles from Pomona, CA)
- 10 days ago
- Santa Ana, CA (17 miles from Pomona, CA)
- 10 days ago
Position Overview We are hiring a Trade Compliance Coordinator. The Trade Compliance Coordinator will assists the Compliance departments with daily import and export operations, data management,...
- Santa Ana, CA (17 miles from Pomona, CA)
- 15 days ago
- Santa Ana, CA (17 miles from Pomona, CA)
- 15 days ago
Certified Regulatory Compliance Manager (CRCM) designation preferred....
- Los Angeles, CA (24 miles from Pomona, CA)
- 22 days ago
- Los Angeles, CA (24 miles from Pomona, CA)
- 22 days ago
Most roles at Convoso function as "hybrid" with some opportunities for travel to in-person business events and company meetings. For remote positions, Convoso's U.S. hiring is open to candidates...
Investment Operations Securities Specialist Senior
- Los Angeles, CA (24 miles from Pomona, CA)
- 24 days ago
- Los Angeles, CA (24 miles from Pomona, CA)
- 24 days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
Senior Compliance Officer (Hybrid)
- Santa Ana, CA (17 miles from Pomona, CA)
- 24 days ago
- Santa Ana, CA (17 miles from Pomona, CA)
- 24 days ago
Who We Are Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally...
- Los Angeles, CA (24 miles from Pomona, CA)
- 30+ days ago
- Los Angeles, CA (24 miles from Pomona, CA)
- 30+ days ago
Act as an information source to management, lending officers, operations personnel, customer contact personnel, and other staff in relations to compliance laws and regulations....
- Los Angeles, CA (24 miles from Pomona, CA)
- 30+ days ago
- Los Angeles, CA (24 miles from Pomona, CA)
- 30+ days ago
Position Summary The Regulatory Reporting Manager is responsible for managing the strategy and roadmap for operational execution of regulatory obligations for TCW. This includes overseeing the...
Quality/SHE Compliance Supervisor
- Santa Ana, CA (17 miles from Pomona, CA)
- 30+ days ago
- Santa Ana, CA (17 miles from Pomona, CA)
- 30+ days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
- Los Angeles, CA (24 miles from Pomona, CA)
- 30+ days ago
- Los Angeles, CA (24 miles from Pomona, CA)
- 30+ days ago
Date Posted: 2025-04-22 Country: United States of America Location: OT335: SA - LOS ANGELES, CA 2701 Media Center Drive, Los Angeles, CA, 90065 USA Job Description Would you like to join a truly...
Demographic Data for Pomona, CA
Moving to Pomona, CA? Find some basic demographic data about Pomona, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pomona, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pomona, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Documentation
- Coaching
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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