Compliance Manager Jobs in Newport Beach, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Labor Compliance Coordinator II
- Irvine, CA (11 miles from Newport Beach, CA)
- 1 day ago
- Irvine, CA (11 miles from Newport Beach, CA)
- 1 day ago
Job Summary: Primoris Services Corporation is currently searching for a Labor Compliance Coordinator in the Irvine, CA area. This position will support the Corporate Labor Compliance Team in...
- Irvine, CA (11 miles from Newport Beach, CA)
- 8 days ago
- Irvine, CA (11 miles from Newport Beach, CA)
- 8 days ago
Description Company Information: FirstService Residential is simplifying property management. Its hospitality-minded teams serve 9,000 residential communities across the United States and Canada....
People Compliance Coordinator Costa Mesa, California, United States Apply Req ID: 4170
- Costa Mesa, CA (7 miles from Newport Beach, CA)
- 9 days ago
- Costa Mesa, CA (7 miles from Newport Beach, CA)
- 9 days ago
New People Compliance Coordinator Costa Mesa, California, United States Anduril Industries is a defense technology company with a mission to transform U.S. and allied military capabilities with...
State Licensing & Regulatory Compliance Manager
- Foothill Ranch, CA (12 miles from Newport Beach, CA)
- 12 days ago
- Foothill Ranch, CA (12 miles from Newport Beach, CA)
- 12 days ago
Familiarity with using loan origination systems (LOS) and loan management systems (LMS)....
Global Regulatory Affairs Manager III
- Lake Forest, CA (7 miles from Newport Beach, CA)
- 22 days ago
- Lake Forest, CA (7 miles from Newport Beach, CA)
- 22 days ago
This position will independently provide tactical and strategic leadership on complex projects within the Global Regulatory Affairs organization by actively contributing to the development and...
Quality/SHE Compliance Supervisor
- Santa Ana, CA (10 miles from Newport Beach, CA)
- 90+ days ago
- Santa Ana, CA (10 miles from Newport Beach, CA)
- 90+ days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
Demographic Data for Newport Beach, CA
Moving to Newport Beach, CA? Find some basic demographic data about Newport Beach, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Newport Beach, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Newport Beach, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Management Consulting
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Change Management
- Risk Management
- Finance
- Strategy Development
- Decision Making
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Verbal Communication
- Investigation
- Employee Development
- Coaching
- Reporting
- Interpersonal Skills
- Collaboration
- Filing
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Problem Solving
- Regulations
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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