Compliance Manager Jobs in Newhall, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Valencia, CA (8 miles from Newhall, CA)
- 3 days ago
- Valencia, CA (8 miles from Newhall, CA)
- 3 days ago
Job Summary: Under the guidance of the Director of Quality Operations, this role ensures compliance with EZIP's Quality Management System and Regulatory Affairs programs. Acts as a backup to the...
Fair Banking Compliance Officer
- Studio City, CA (15 miles from Newhall, CA)
- 22 days ago
- Studio City, CA (15 miles from Newhall, CA)
- 22 days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
- Valencia, CA (8 miles from Newhall, CA)
- 26 days ago
- Valencia, CA (8 miles from Newhall, CA)
- 26 days ago
Regulatory Affairs Manager Location: Onsite in Valencia & Burbank, CA Salary: $100,000$140,000/year (DOE) Industry: Medical Device / Life Sciences Kelly Science & Clinical is hiring a Regulatory...
- Pasadena, CA (23 miles from Newhall, CA)
- 30+ days ago
- Pasadena, CA (23 miles from Newhall, CA)
- 30+ days ago
Job Summary The Export Compliance Manager (EC Manager) will report to the Director of Research Security in the Office of Research Security (ORS) and will assist with the implementation of the Caltech...
Export Compliance Manager California Institute of Technology
- Pasadena, CA (23 miles from Newhall, CA)
- 30+ days ago
- Pasadena, CA (23 miles from Newhall, CA)
- 30+ days ago
Export Compliance Manager Caltech Job Category: Fulltime Regular Exempt Overtime Eligible: Exempt Benefits Eligible: Benefit Based Caltech is a world-renowned science and engineering institute that...
- Valencia, CA (8 miles from Newhall, CA)
- 45+ days ago
- Valencia, CA (8 miles from Newhall, CA)
- 45+ days ago
Kelly Science & Clinical is seeking a Regulatory Affairs Manager for a direct-hire position at a premier client. Location: Valencia & Burbank, CA (Onsite) Business Line: Direct Hire Salary Range:...
- Woodland Hills, CA (20 miles from Newhall, CA)
- 45+ days ago
- Woodland Hills, CA (20 miles from Newhall, CA)
- 45+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
Healthcare Compliance Coordinator
- Glendale, CA (16 miles from Newhall, CA)
- 60+ days ago
- Glendale, CA (16 miles from Newhall, CA)
- 60+ days ago
Description HEALTHCARE COMPLIANCE COORDINATOR JOB SUMMARY This position primarily provides administrative support to the CAO and serves as CCHC's Privacy Officer. The individual will work as a...
- Santa Monica, CA (23 miles from Newhall, CA)
- 90+ days ago
- Santa Monica, CA (23 miles from Newhall, CA)
- 90+ days ago
laundering program....
Regulatory Affairs Manager (Santa Clarita, CA)
- Santa Clarita, CA (10 miles from Newhall, CA)
- 90+ days ago
- Santa Clarita, CA (10 miles from Newhall, CA)
- 90+ days ago
Client is looking for a Regulatory & Quality Affairs Manager for our Valencia, CA corporate office. The Regulatory & Quality Affairs Manager ensures all facilities and or business entities...
Demographic Data for Newhall, CA
Moving to Newhall, CA? Find some basic demographic data about Newhall, CA below.
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Salary for Compliance Manager Jobs in Newhall, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Newhall, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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