Compliance Manager Jobs in Mill Valley, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Regulatory Affairs Manager
- Pacheco, CA (23 miles from Mill Valley, CA)
- 1 day ago
- Pacheco, CA (23 miles from Mill Valley, CA)
- 1 day ago
Senior Regulatory Affairs Manager Pacheco, California, United States Our Company Biocare Medical, LLC is an innovator in developing and supplying world class automated immunohistochemistry...
Regulatory Affairs Manager Canada & Latin America Diabetes Care (on-site)
- Alameda, CA (17 miles from Mill Valley, CA)
- 4 days ago
- Alameda, CA (17 miles from Mill Valley, CA)
- 4 days ago
Alameda : 2901 Harbor Bay Parkway ADDITIONAL LOCATIONS: WORK SHIFT: Standard TRAVEL: Yes, 5 % of the Time MEDICAL SURVEILLANCE: No SIGNIFICANT WORK ACTIVITIES: Awkward/forceful/repetitive (arms...
Regulatory Affairs Manager Canada & Latin America Diabetes Care (on-site)
- Alameda, CA (17 miles from Mill Valley, CA)
- 6 days ago
- Alameda, CA (17 miles from Mill Valley, CA)
- 6 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Global Logistics & Trade Compliance Director
- San Francisco, CA (11 miles from Mill Valley, CA)
- 10 days ago
- San Francisco, CA (11 miles from Mill Valley, CA)
- 10 days ago
At Ouster, we build sensors and tools for engineers, roboticists, and researchers, so they can make the world safer and more efficient. We've transformed LIDAR from an analog device with thousands...
Sr Manager, Compliance Advisory
- San Francisco, CA (11 miles from Mill Valley, CA)
- 30+ days ago
- San Francisco, CA (11 miles from Mill Valley, CA)
- 30+ days ago
, community reinvestment, BSA/AML, issues management, policy and procedure development, and third-party compliance oversight About You 8+ years of experience in a similar role within regulated a Banking...
Compliance Officer, Escalations
- San Francisco, CA (11 miles from Mill Valley, CA)
- 30+ days ago
- San Francisco, CA (11 miles from Mill Valley, CA)
- 30+ days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
Quality Compliance Coordinator, Registered Nurse, Home Health
- San Francisco, CA (11 miles from Mill Valley, CA)
- 60+ days ago
- San Francisco, CA (11 miles from Mill Valley, CA)
- 60+ days ago
We are so glad you are interested in joining Sutter Health! Organization: SCAH-Sutter Care at Home - Bay Position Overview: Successful candidate will have strong Home Health experience plus...
Regulatory Affairs Manager - International Compliance Operations - Diabetes Care (on-site)
- Alameda, CA (17 miles from Mill Valley, CA)
- 60+ days ago
- Alameda, CA (17 miles from Mill Valley, CA)
- 60+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
- Oakland, CA (20 miles from Mill Valley, CA)
- 90+ days ago
- Oakland, CA (20 miles from Mill Valley, CA)
- 90+ days ago
Summary SUMMARY: Plans, coordinates, monitors compliance with federal, state and local regulations; manages accreditation activities necessary for maintaining required accreditation; manages...
Senior Compliance Officer, Escalations
- San Francisco, CA (11 miles from Mill Valley, CA)
- 90+ days ago
- San Francisco, CA (11 miles from Mill Valley, CA)
- 90+ days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
Product Compliance Manager, Cards & Rewards
- San Francisco, CA (11 miles from Mill Valley, CA)
- 60+ days ago
- San Francisco, CA (11 miles from Mill Valley, CA)
- 60+ days ago
The role will report directly to the Compliance Manager, Payments & Card Compliance. Where you'll work This role will be based in our San Francisco office....
Remote WorkContracts Administration, Operation, And Compliance Director
- San Francisco, CA (11 miles from Mill Valley, CA)
- 90+ days ago
- San Francisco, CA (11 miles from Mill Valley, CA)
- 90+ days ago
Provide leadership, vision, direction, and support for the Contract Administration, Contract Operations, and Contract Compliance Managers to assist SFO Divisions with contract solicitation, management...
Regulatory Affairs Manager APAC - Diabetes Care (on-site)
- Alameda, CA (17 miles from Mill Valley, CA)
- 90+ days ago
- Alameda, CA (17 miles from Mill Valley, CA)
- 90+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Demographic Data for Mill Valley, CA
Moving to Mill Valley, CA? Find some basic demographic data about Mill Valley, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mill Valley, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mill Valley, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Documentation
- Coaching
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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