Compliance Manager Jobs in Los Gatos, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Mountain View, CA (13 miles from Los Gatos, CA)
- 9 hours ago
- Mountain View, CA (13 miles from Los Gatos, CA)
- 9 hours ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
- Mountain View, CA (13 miles from Los Gatos, CA)
- 12 days ago
- Mountain View, CA (13 miles from Los Gatos, CA)
- 12 days ago
business concepts and strategy and have the self-confidence to say what you need to say to senior colleagues;You're an expert in consumer protection laws including GLBA, UDAAP, FCRA, Reg.E, Reg.Z, BSA...
- Palo Alto, CA (17 miles from Los Gatos, CA)
- 12 days ago
- Palo Alto, CA (17 miles from Los Gatos, CA)
- 12 days ago
into business processes Own the compliance training program for employees and support external audits and regulatory inquiries Establish monitoring systems to assess compliance risks across Mudflap's lending-related...
Ant Group-US Sanctions Compliance Officer-Sunnyvale CA
- Sunnyvale, CA (11 miles from Los Gatos, CA)
- 13 days ago
- Sunnyvale, CA (11 miles from Los Gatos, CA)
- 13 days ago
is responsible for developing and overseeing our US sanctions compliance program to ensure compliance with relevant US regulations, including those issued by the Office of Foreign Assets Control (OFAC...
Pharmacy Compliance Coordinator (Full-Time, 8-Hour Day Shifts, Onsite/Hybrid)
- Palo Alto, CA (17 miles from Los Gatos, CA)
- 16 days ago
- Palo Alto, CA (17 miles from Los Gatos, CA)
- 16 days ago
1.0 FTE Full time Day - 08 Hour R2548730 Hybrid 108390019 Pharmacy IP Ancillary 900 Welch Other PALO ALTO, 900 Welch Rd, California If you're ready to be part of our legacy of hope and innovation,...
Staff Product Compliance Manager - Fintech/Payments Compliance
- Mountain View, CA (13 miles from Los Gatos, CA)
- 16 days ago
- Mountain View, CA (13 miles from Los Gatos, CA)
- 16 days ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
Global Trade Compliance Director
- San Jose, CA (9 miles from Los Gatos, CA)
- 29 days ago
- San Jose, CA (9 miles from Los Gatos, CA)
- 29 days ago
Responsibilities & Competencies Job Duties Define and implement a comprehensive trade compliance strategy aligned with U.S. and international laws (e.g., EAR, ITAR, OFAC, sanctions, customs regulations...
Sr Regulatory Affairs Manager, Abbott Ventures - Transcatheter Mitral Valve Replacement (on-site)
- Santa Clara, CA (8 miles from Los Gatos, CA)
- 45+ days ago
- Santa Clara, CA (8 miles from Los Gatos, CA)
- 45+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Manager Vascular (on-site)
- Santa Clara, CA (8 miles from Los Gatos, CA)
- 60+ days ago
- Santa Clara, CA (8 miles from Los Gatos, CA)
- 60+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Controls Testing Compliance Manager
- Palo Alto, CA (17 miles from Los Gatos, CA)
- 60+ days ago
- Palo Alto, CA (17 miles from Los Gatos, CA)
- 60+ days ago
. _ Key Responsibilities: Design, implement, and manage a comprehensive control testing program to evaluate the effectiveness of compliance controls across various compliance functions (e.g., anti-money...
- Fremont, CA (23 miles from Los Gatos, CA)
- 90+ days ago
- Fremont, CA (23 miles from Los Gatos, CA)
- 90+ days ago
Tesla is seeking a regulatory compliance program manager responsible for overseeing the North America Field Service team's compliance with all local, state, and federal laws, regulations, and...
Cybersecurity Risk & Compliance Manager
- Santa Clara, CA (8 miles from Los Gatos, CA)
- 90+ days ago
- Santa Clara, CA (8 miles from Los Gatos, CA)
- 90+ days ago
Your Team, Your Impact As a Cybersecurity Risk and Compliance Manager at Marvell Technology, you will lead our cybersecurity team in ensuring the organization's adherence to industry regulations, standards...
Demographic Data for Los Gatos, CA
Moving to Los Gatos, CA? Find some basic demographic data about Los Gatos, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Los Gatos, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Los Gatos, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Change Management
- Implementation
- Fixed Income
- Management Consulting
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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