Compliance Manager Jobs in Lomita, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Long Beach, CA (4 miles from Lomita, CA)
- 2 hours ago
- Long Beach, CA (4 miles from Lomita, CA)
- 2 hours ago
The Compliance Operations Manager is responsible for compliance with all laws, codes and regulations and requirements with the authorities that have jurisdiction over the Facilities Department to...
- Los Angeles, CA (13 miles from Lomita, CA)
- 17 hours ago
- Los Angeles, CA (13 miles from Lomita, CA)
- 17 hours ago
SUMMARY The Compliance Officer is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed....
- Monterey Park, CA (20 miles from Lomita, CA)
- 1 day ago
- Monterey Park, CA (20 miles from Lomita, CA)
- 1 day ago
Qualifications/Requirements Minimum 3 years of regulatory compliance experience with respect to commercial banking products and services required....
Bank Partnership Compliance Manager
- Los Angeles, CA (13 miles from Lomita, CA)
- 2 days ago
- Los Angeles, CA (13 miles from Lomita, CA)
- 2 days ago
Qualifications & Skills Secured and Unsecured Credit Card industry experience AML/BSA experience Certified Regulatory Compliance Manager (CRCM), preferred....
AVP, Deposit Compliance Officer
- Los Angeles, CA (13 miles from Lomita, CA)
- 9 days ago
- Los Angeles, CA (13 miles from Lomita, CA)
- 9 days ago
People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank – we strive to provide a caring culture that supports your...
AVP/VP, Credit Compliance Officer
- Los Angeles, CA (13 miles from Lomita, CA)
- 13 days ago
- Los Angeles, CA (13 miles from Lomita, CA)
- 13 days ago
laws and regulations ( including but not limited to, Home Mortgage Disclosure Act, Truth In Lending Act, Fair Credit Reporting Act, Equal Credit Opportunity Act, Fair Lending, etc.), fees and interest...
- Los Angeles, CA (13 miles from Lomita, CA)
- 16 days ago
- Los Angeles, CA (13 miles from Lomita, CA)
- 16 days ago
Work with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary....
Fair Banking Compliance Officer
- Studio City, CA (24 miles from Lomita, CA)
- 20 days ago
- Studio City, CA (24 miles from Lomita, CA)
- 20 days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
Food Safety and Regulatory Affairs Manager
- Los Angeles, CA (13 miles from Lomita, CA)
- 23 days ago
- Los Angeles, CA (13 miles from Lomita, CA)
- 23 days ago
Description Central Garden & Pet is a market leader in the Garden and Pet industries. For over 40 years, Central has proudly nurtured happy and healthy homes by bringing innovative and trusted...
Investment Operations Securities Specialist Senior
- Los Angeles, CA (13 miles from Lomita, CA)
- 45+ days ago
- Los Angeles, CA (13 miles from Lomita, CA)
- 45+ days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
- Los Angeles, CA (13 miles from Lomita, CA)
- 60+ days ago
- Los Angeles, CA (13 miles from Lomita, CA)
- 60+ days ago
Date Posted: 2025-04-22 Country: United States of America Location: OT335: SA - LOS ANGELES, CA 2701 Media Center Drive, Los Angeles, CA, 90065 USA Job Description Would you like to join a truly...
Expanded Learning Compliance Coordinator
- Los Angeles, CA (13 miles from Lomita, CA)
- 60+ days ago
- Los Angeles, CA (13 miles from Lomita, CA)
- 60+ days ago
Who We Are KIPP SoCal Public Schools is a nonprofit organization that operates 20 tuition-free, open-enrollment charter public schools, within 20 Local Education Agencies (LEA), educating more...
- Los Angeles, CA (13 miles from Lomita, CA)
- 90+ days ago
- Los Angeles, CA (13 miles from Lomita, CA)
- 90+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
- Lakewood, CA (11 miles from Lomita, CA)
- 90+ days ago
- Lakewood, CA (11 miles from Lomita, CA)
- 90+ days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
Employee Relations and Compliance Manager
- Long Beach, CA (4 miles from Lomita, CA)
- 90+ days ago
- Long Beach, CA (4 miles from Lomita, CA)
- 90+ days ago
EMPLOYEE RELATIONS AND COMPLIANCE MANAGER Located onsite at Rocket Lab's global headquarters in Long Beach, CA, the Employee Relations and Compliance Manager will be leading a team of hard-working and...
Demographic Data for Lomita, CA
Moving to Lomita, CA? Find some basic demographic data about Lomita, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lomita, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lomita, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Consumer Lending
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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