Compliance Manager Jobs in Lafayette, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Regulatory Affairs Manager Canada & Latin America Diabetes Care (on-site)
- Alameda, CA (12 miles from Lafayette, CA)
- 1 day ago
- Alameda, CA (12 miles from Lafayette, CA)
- 1 day ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
AIRPORT RISK AND COMPLIANCE MANAGER (0933)_SFO_(Eligible list #158727)
- San Francisco, CA (18 miles from Lafayette, CA)
- 1 day ago
- San Francisco, CA (18 miles from Lafayette, CA)
- 1 day ago
The Risk and Compliance Manager will also be responsible for grant compliance....
Regulatory Compliance Director
- San Francisco, CA (18 miles from Lafayette, CA)
- 11 days ago
- San Francisco, CA (18 miles from Lafayette, CA)
- 11 days ago
THE WORK: We are seeking an experienced and strategic Regulatory Compliance Director to join Ripple's growing Legal & Compliance team. This role will directly support the Senior Director,...
Compliance Manager, Regulatory Change Management
- San Francisco, CA (18 miles from Lafayette, CA)
- 14 days ago
- San Francisco, CA (18 miles from Lafayette, CA)
- 14 days ago
Strong working knowledge of federal and state banking laws and regulations including, but not limited to, Reg Z, E, DD, CC, UDAAP, FCRA, BSA/AML, and Fair Lending....
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- San Francisco, CA (18 miles from Lafayette, CA)
- 14 days ago
- San Francisco, CA (18 miles from Lafayette, CA)
- 14 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Senior Technical Risk and Compliance Manager Senior Technical Risk and Compliance Manager
- San Francisco, CA (18 miles from Lafayette, CA)
- 15 days ago
- San Francisco, CA (18 miles from Lafayette, CA)
- 15 days ago
Senior Technical Risk and Compliance Manager Atlassian 3.5 ( ) San Francisco, CA (Remote) Why you should apply for a job to Atlassian : 75% would recommend this company to other women 57% say the CEO...
Remote WorkCompliance Director - Administration Division - SF Municipal Transportation Agency (9183)
- San Francisco, CA (18 miles from Lafayette, CA)
- 20 days ago
- San Francisco, CA (18 miles from Lafayette, CA)
- 20 days ago
The San Francisco Municipal Transportation Agency (SFMTA), a department of the City and County of San Francisco, is responsible for the management of all ground transportation in the City. SFMTA...
Regulatory Affairs Manager Canada & Latin America Diabetes Care (on-site)
- Alameda, CA (12 miles from Lafayette, CA)
- 23 days ago
- Alameda, CA (12 miles from Lafayette, CA)
- 23 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Manager - APAC - Diabetes Care (on-site)
- Alameda, CA (12 miles from Lafayette, CA)
- 30+ days ago
- Alameda, CA (12 miles from Lafayette, CA)
- 30+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Manager - Heart Failure (on-site)
- Pleasanton, CA (21 miles from Lafayette, CA)
- 30+ days ago
- Pleasanton, CA (21 miles from Lafayette, CA)
- 30+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Food Service Training and Compliance Coordinator
- Pleasanton, CA (21 miles from Lafayette, CA)
- 30+ days ago
- Pleasanton, CA (21 miles from Lafayette, CA)
- 30+ days ago
If you're ready to be part of our legacy of hope and innovation, we encourage you to take the first step and explore our current job openings. Your best is waiting to be discovered. Rotating - 08...
- San Francisco, CA (18 miles from Lafayette, CA)
- 45+ days ago
- San Francisco, CA (18 miles from Lafayette, CA)
- 45+ days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Safety and Compliance Supervisor
- Oakland, CA (9 miles from Lafayette, CA)
- 60+ days ago
- Oakland, CA (9 miles from Lafayette, CA)
- 60+ days ago
Overview TransitAmercia Services, Inc. is currently seeking a Safety and Compliance Supervisor in Oakland, CA to join our time. The ideal candidate for this job will be a safety professional with...
SEC and Regulatory Reporting Manager
- Walnut Creek, CA (2 miles from Lafayette, CA)
- 90+ days ago
- Walnut Creek, CA (2 miles from Lafayette, CA)
- 90+ days ago
Mechanics Bank is currently searching for an SEC and Regulatory Reporting Manager. Here at Mechanics Bank, we value connection, partnership, long term relationships and working together in person....
Regulatory Affairs Manager - International Compliance Operations - Diabetes Care (on-site)
- Alameda, CA (12 miles from Lafayette, CA)
- 90+ days ago
- Alameda, CA (12 miles from Lafayette, CA)
- 90+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Demographic Data for Lafayette, CA
Moving to Lafayette, CA? Find some basic demographic data about Lafayette, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lafayette, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lafayette, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- Securities and Exchange Commission
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Reimbursement
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Change Management
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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