Compliance Manager Jobs in La Verne, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Glendora, CA (5 miles from La Verne, CA)
- 5 days ago
- Glendora, CA (5 miles from La Verne, CA)
- 5 days ago
Bank's compliance and monitoring for anti-money laundering, the Bank Secrecy Act, the know your customer process, FinCEN reporting, OFAC-related issues or Suspicious Activity Report filings....
- Riverside, CA (23 miles from La Verne, CA)
- 11 days ago
- Riverside, CA (23 miles from La Verne, CA)
- 11 days ago
Under the direction of the Senior Associate Athletics Director for Compliance Services, the Compliance Coordinator provides support in the areas of rules, education, initial and continuing...
Compliance Coordinator University of California Riverside
- Riverside, CA (23 miles from La Verne, CA)
- 12 days ago
- Riverside, CA (23 miles from La Verne, CA)
- 12 days ago
Compliance Coordinator Job ID: Location: Main Campus - UCR Schedule: 8AM - 5PM Category: Athletics Salary: $51,600 - $87,000 Full/Part Time: Full-time(100%) Organization: UCR Intercollegiate...
Credentialing and Medical Records Compliance Coordinator
- Riverside, CA (23 miles from La Verne, CA)
- 19 days ago
- Riverside, CA (23 miles from La Verne, CA)
- 19 days ago
Credentialing and Medical Records Compliance Coordinator University of California, Riverside - 4.3 Riverside, CA Job Details Full-time $66,500 - $118,300 a year 6 hours ago Qualifications...
Credentialing and Medical Records Compliance Coordinator University of California Riverside
- Riverside, CA (23 miles from La Verne, CA)
- 21 days ago
- Riverside, CA (23 miles from La Verne, CA)
- 21 days ago
Credentialing and Medical Records Compliance Coordinator Job ID: Location: Main Campus - UCR Schedule: 8AM - 5PM Category: Healthcare Salary: $66,500 - $118,300 Full/Part Time: Full-time(100%)...
Logistics and Vendor Compliance Supervisor
- Ontario, CA (8 miles from La Verne, CA)
- 21 days ago
- Ontario, CA (8 miles from La Verne, CA)
- 21 days ago
Manager with day-to-day tasks Ensures that onboarding of new clients is successfully done for proper compliance records Analyze, research chargebacks, determine findings to communicate to the client...
Corporate Compliance Coordinator
- Ontario, CA (8 miles from La Verne, CA)
- 26 days ago
- Ontario, CA (8 miles from La Verne, CA)
- 26 days ago
Overview Prime Healthcare is an award-winning health system headquartered in Ontario, California. Prime Healthcare operates 51 hospitals and has more than 360 outpatient locations in 14 states...
- Pasadena, CA (22 miles from La Verne, CA)
- 27 days ago
- Pasadena, CA (22 miles from La Verne, CA)
- 27 days ago
Job Summary The Export Compliance Manager (EC Manager) will report to the Director of Research Security in the Office of Research Security (ORS) and will assist with the implementation of the Caltech...
Export Compliance Manager California Institute of Technology
- Pasadena, CA (22 miles from La Verne, CA)
- 28 days ago
- Pasadena, CA (22 miles from La Verne, CA)
- 28 days ago
Export Compliance Manager Caltech Job Category: Fulltime Regular Exempt Overtime Eligible: Exempt Benefits Eligible: Benefit Based Caltech is a world-renowned science and engineering institute that...
- Monterey Park, CA (23 miles from La Verne, CA)
- 90+ days ago
- Monterey Park, CA (23 miles from La Verne, CA)
- 90+ days ago
Serves as the organization's Compliance Manager. Consults with and advises operating units and managers on all compliance related issues....
Quality Food Safety Compliance Supervisor
- City of Industry, CA (18 miles from La Verne, CA)
- 90+ days ago
- City of Industry, CA (18 miles from La Verne, CA)
- 90+ days ago
At Danone, manufacturing high-quality products and meeting demand are key priorities for our plant teams. We have an opening for a Quality and Food Safety Compliance Supervisor based in our City...
Demographic Data for La Verne, CA
Moving to La Verne, CA? Find some basic demographic data about La Verne, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in La Verne, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in La Verne, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Change Management
- Implementation
- Fixed Income
- Management Consulting
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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