Compliance Manager Jobs in La Mirada, CA

A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.

Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.

1-15 of 24 Jobs

Risk & Compliance Manager

  • Los Angeles, CA (14 miles from La Mirada, CA)
  • 3 hours ago
  • Los Angeles, CA (14 miles from La Mirada, CA)
  • 3 hours ago

Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...

Compliance Officer

  • Monterey Park, CA (12 miles from La Mirada, CA)
  • 3 hours ago
  • Monterey Park, CA (12 miles from La Mirada, CA)
  • 3 hours ago

Qualifications/Requirements Minimum 3 years of regulatory compliance experience with respect to commercial banking products and services required....

Bank Partnership Compliance Manager

  • Los Angeles, CA (14 miles from La Mirada, CA)
  • 1 day ago
  • Los Angeles, CA (14 miles from La Mirada, CA)
  • 1 day ago

Qualifications & Skills Secured and Unsecured Credit Card industry experience AML/BSA experience Certified Regulatory Compliance Manager (CRCM), preferred....

Chief Compliance Officer

  • Newport Beach, CA (24 miles from La Mirada, CA)
  • 2 days ago
  • Newport Beach, CA (24 miles from La Mirada, CA)
  • 2 days ago

/anti-money laundering, compliance training, support, and managing the team....

Compliance Officer

  • Glendora, CA (16 miles from La Mirada, CA)
  • 6 days ago
  • Glendora, CA (16 miles from La Mirada, CA)
  • 6 days ago

Bank's compliance and monitoring for anti-money laundering, the Bank Secrecy Act, the know your customer process, FinCEN reporting, OFAC-related issues or Suspicious Activity Report filings....

AVP, Deposit Compliance Officer

  • Los Angeles, CA (14 miles from La Mirada, CA)
  • 8 days ago
  • Los Angeles, CA (14 miles from La Mirada, CA)
  • 8 days ago

People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank – we strive to provide a caring culture that supports your...

AVP/VP, Credit Compliance Officer

  • Los Angeles, CA (14 miles from La Mirada, CA)
  • 12 days ago
  • Los Angeles, CA (14 miles from La Mirada, CA)
  • 12 days ago

laws and regulations ( including but not limited to, Home Mortgage Disclosure Act, Truth In Lending Act, Fair Credit Reporting Act, Equal Credit Opportunity Act, Fair Lending, etc.), fees and interest...

Compliance Officer

  • Los Angeles, CA (14 miles from La Mirada, CA)
  • 14 days ago
  • Los Angeles, CA (14 miles from La Mirada, CA)
  • 14 days ago

Work with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary....

Logistics and Vendor Compliance Supervisor

  • Ontario, CA (23 miles from La Mirada, CA)
  • 22 days ago
  • Ontario, CA (23 miles from La Mirada, CA)
  • 22 days ago

Manager with day-to-day tasks Ensures that onboarding of new clients is successfully done for proper compliance records Analyze, research chargebacks, determine findings to communicate to the client...

Food Safety and Regulatory Affairs Manager

  • Los Angeles, CA (14 miles from La Mirada, CA)
  • 22 days ago
  • Los Angeles, CA (14 miles from La Mirada, CA)
  • 22 days ago

Description Central Garden & Pet is a market leader in the Garden and Pet industries. For over 40 years, Central has proudly nurtured happy and healthy homes by bringing innovative and trusted...

Corporate Compliance Coordinator

  • Ontario, CA (23 miles from La Mirada, CA)
  • 26 days ago
  • Ontario, CA (23 miles from La Mirada, CA)
  • 26 days ago

Overview Prime Healthcare is an award-winning health system headquartered in Ontario, California. Prime Healthcare operates 51 hospitals and has more than 360 outpatient locations in 14 states...

Export Compliance Manager

  • Pasadena, CA (17 miles from La Mirada, CA)
  • 28 days ago
  • Pasadena, CA (17 miles from La Mirada, CA)
  • 28 days ago

Job Summary The Export Compliance Manager (EC Manager) will report to the Director of Research Security in the Office of Research Security (ORS) and will assist with the implementation of the Caltech...

Export Compliance Manager California Institute of Technology

  • Pasadena, CA (17 miles from La Mirada, CA)
  • 28 days ago
  • Pasadena, CA (17 miles from La Mirada, CA)
  • 28 days ago

Export Compliance Manager Caltech Job Category: Fulltime Regular Exempt Overtime Eligible: Exempt Benefits Eligible: Benefit Based Caltech is a world-renowned science and engineering institute that...

VP, Compliance Officer

  • Santa Ana, CA (14 miles from La Mirada, CA)
  • 30+ days ago
  • Santa Ana, CA (14 miles from La Mirada, CA)
  • 30+ days ago

Certified Regulatory Compliance Manager (CRCM) designation preferred....

Investment Operations Securities Specialist Senior

  • Los Angeles, CA (14 miles from La Mirada, CA)
  • 45+ days ago
  • Los Angeles, CA (14 miles from La Mirada, CA)
  • 45+ days ago

INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...

Demographic Data for La Mirada, CA

Moving to La Mirada, CA? Find some basic demographic data about La Mirada, CA below.


Local
National
48,478
1,115
Medium

Compliance Manager Online Courses and Training Opportunities

iHireBanking curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Safety Compliance for Managers
"Safety Compliance for Managers" is a comprehensive online course designed for managers seeking to create a safer, more compliant workplace. This course covers the essential elements of...
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...
Cannabis Compliance, Testing, and Research
Identify legal operations in the cannabis industry and investigate how research and development can advance cannabis science. Learn compliance and testing methods related to analytical chemistry...

Salary for Compliance Manager Jobs in La Mirada, CA

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireBanking research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.



Highest Education Level

Compliance Managers in La Mirada, CA offer the following education background
Bachelor's Degree
43.9%
Master's Degree
26.2%
High School or GED
8.9%
Associate's Degree
7.7%
Vocational Degree or Certification
5.7%
Doctorate Degree
5.5%
Some College
1.8%
Some High School
0.2%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Managers in La Mirada, CA
2-4 years
42.6%
4-6 years
18.4%
None
13.4%
1-2 years
9.8%
8-10 years
5.0%
10+ years
4.9%
6-8 years
4.6%
Less than 1 year
1.3%



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