Compliance Manager Jobs in Irvine, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Environmental Compliance Coordinator
- Corona, CA (13 miles from Irvine, CA)
- 7 days ago
- Corona, CA (13 miles from Irvine, CA)
- 7 days ago
Are you passionate about making a tangible difference in people's lives, protecting our environment while improving water quality? Join the City of Corona's Public Works team and play a vital role...
If yes, consider joining Baker Tilly (BT) as a Regulatory Compliance Manager!...
Remote Work. + Provides administrative oversight to a wide variety of bank compliance programs including areas such as AML-BSA, Regulatory Change Management, Compliance Complaint, Fair and Responsible Practices...
Understand and fulfill duties and responsibilities related to the Bank Secrecy Act (BSA), Anti-Money Laundering Act (AML), and Office of Foreign Assets Control Regulations (OFAC), including participation...
- Ontario, CA (22 miles from Irvine, CA)
- 20 days ago
- Ontario, CA (22 miles from Irvine, CA)
- 20 days ago
Product Compliance Coordinator at Masco Canada (Onsite St. Thomas, ON Office) Come build the future with us! At Masco Canada, we are passionate about delivering innovative solutions and...
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
- Lakewood, CA (23 miles from Irvine, CA)
- 27 days ago
- Lakewood, CA (23 miles from Irvine, CA)
- 27 days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
- Lakewood, CA (23 miles from Irvine, CA)
- 27 days ago
- Lakewood, CA (23 miles from Irvine, CA)
- 27 days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
Regulatory Compliance Coordinator
- Pomona, CA (17 miles from Irvine, CA)
- 30+ days ago
- Pomona, CA (17 miles from Irvine, CA)
- 30+ days ago
Regulatory Compliance Coordinator Posting Number: S01386 Position Status: Full time Campus: Western University Campus-Pomona, CA Department: 1309-Research and Biotechnology Function: Family:...
Quality Food Safety Compliance Supervisor
- City of Industry, CA (23 miles from Irvine, CA)
- 60+ days ago
- City of Industry, CA (23 miles from Irvine, CA)
- 60+ days ago
At Danone, manufacturing high-quality products and meeting demand are key priorities for our plant teams. We have an opening for a Quality and Food Safety Compliance Supervisor based in our City...
Job Title: Assistant Compliance Manager Location: CA - Irvine What you'll do: The Assistant Compliance Manager works under the direction of the Corporate Compliance Associate Director to oversee Mortgage...
Demographic Data for Irvine, CA
Moving to Irvine, CA? Find some basic demographic data about Irvine, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Irvine, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Irvine, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Anti-Money Laundering
- Wealth Management
- Financial Services
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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