Compliance Manager Jobs in Huntington Beach, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Clinical Site Compliance Coordinator, Physical Therapy Department Mount Saint Mary's University
- Los Angeles, CA (23 miles from Huntington Beach, CA)
- 15 hours ago
- Los Angeles, CA (23 miles from Huntington Beach, CA)
- 15 hours ago
Clinical Site Compliance Coordinator, Physical Therapy Department Clinical Site Compliance Coordinator will work collaboratively with the Director of Clinical Education and will support and...
Financial Institution Regulatory Compliance Manager
- Irvine, CA (14 miles from Huntington Beach, CA)
- 11 days ago
- Irvine, CA (14 miles from Huntington Beach, CA)
- 11 days ago
If yes, consider joining Baker Tilly (BT) as a Regulatory Compliance Manager!...
Remote Work- Irvine, CA (14 miles from Huntington Beach, CA)
- 14 days ago
- Irvine, CA (14 miles from Huntington Beach, CA)
- 14 days ago
. + Provides administrative oversight to a wide variety of bank compliance programs including areas such as AML-BSA, Regulatory Change Management, Compliance Complaint, Fair and Responsible Practices...
Expanded Learning Compliance Coordinator
- Los Angeles, CA (23 miles from Huntington Beach, CA)
- 16 days ago
- Los Angeles, CA (23 miles from Huntington Beach, CA)
- 16 days ago
Who We Are KIPP SoCal Public Schools is a nonprofit organization that operates 20 tuition-free, open-enrollment charter public schools, within 20 Local Education Agencies (LEA), educating more...
- Irvine, CA (14 miles from Huntington Beach, CA)
- 16 days ago
- Irvine, CA (14 miles from Huntington Beach, CA)
- 16 days ago
Understand and fulfill duties and responsibilities related to the Bank Secrecy Act (BSA), Anti-Money Laundering Act (AML), and Office of Foreign Assets Control Regulations (OFAC), including participation...
- Los Angeles, CA (23 miles from Huntington Beach, CA)
- 21 days ago
- Los Angeles, CA (23 miles from Huntington Beach, CA)
- 21 days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
- Los Angeles, CA (23 miles from Huntington Beach, CA)
- 22 days ago
- Los Angeles, CA (23 miles from Huntington Beach, CA)
- 22 days ago
Compliance and Audit Manager At CSUN we aspire to continually grow as an inclusive, cooperative community! CSUN strives to be a destination workplace, where everyone understands that they belong...
- Los Angeles, CA (23 miles from Huntington Beach, CA)
- 23 days ago
- Los Angeles, CA (23 miles from Huntington Beach, CA)
- 23 days ago
Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus....
- Los Angeles, CA (23 miles from Huntington Beach, CA)
- 25 days ago
- Los Angeles, CA (23 miles from Huntington Beach, CA)
- 25 days ago
REGULATORY AFFAIRS MANAGER LOS ANGELES, CA Who We Are Tower 28 is a clean beauty brand born and bred in Santa Monica. All products are designed for sensitive skin, high-performance, and 100%...
- Lakewood, CA (13 miles from Huntington Beach, CA)
- 27 days ago
- Lakewood, CA (13 miles from Huntington Beach, CA)
- 27 days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
- Lakewood, CA (13 miles from Huntington Beach, CA)
- 27 days ago
- Lakewood, CA (13 miles from Huntington Beach, CA)
- 27 days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
Investment Operations Securities Specialist Senior
- Los Angeles, CA (23 miles from Huntington Beach, CA)
- 60+ days ago
- Los Angeles, CA (23 miles from Huntington Beach, CA)
- 60+ days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
Governmental Interactions Compliance Manager
- Los Angeles, CA (23 miles from Huntington Beach, CA)
- 90+ days ago
- Los Angeles, CA (23 miles from Huntington Beach, CA)
- 90+ days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Regulatory Compliance Coordinator
- Pomona, CA (22 miles from Huntington Beach, CA)
- 30+ days ago
- Pomona, CA (22 miles from Huntington Beach, CA)
- 30+ days ago
Regulatory Compliance Coordinator Posting Number: S01386 Position Status: Full time Campus: Western University Campus-Pomona, CA Department: 1309-Research and Biotechnology Function: Family:...
- Rancho Palos Verdes, CA (21 miles from Huntington Beach, CA)
- 45+ days ago
- Rancho Palos Verdes, CA (21 miles from Huntington Beach, CA)
- 45+ days ago
EDUCATION AND WORK EXPERIENCE: • Minimum seven (7) years’ work experience in affordable property management field as an Occupancy Specialist or Compliance Manager level or higher providing compliance...
Demographic Data for Huntington Beach, CA
Moving to Huntington Beach, CA? Find some basic demographic data about Huntington Beach, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Huntington Beach, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Huntington Beach, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Anti-Money Laundering
- Wealth Management
- Financial Services
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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