Compliance Manager Jobs in Hermosa Beach, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 15 hours ago
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 15 hours ago
SUMMARY The Compliance Officer is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed....
- Monterey Park, CA (19 miles from Hermosa Beach, CA)
- 1 day ago
- Monterey Park, CA (19 miles from Hermosa Beach, CA)
- 1 day ago
Qualifications/Requirements Minimum 3 years of regulatory compliance experience with respect to commercial banking products and services required....
Bank Partnership Compliance Manager
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 2 days ago
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 2 days ago
Qualifications & Skills Secured and Unsecured Credit Card industry experience AML/BSA experience Certified Regulatory Compliance Manager (CRCM), preferred....
AVP, Deposit Compliance Officer
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 9 days ago
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 9 days ago
People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank – we strive to provide a caring culture that supports your...
AVP/VP, Credit Compliance Officer
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 13 days ago
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 13 days ago
laws and regulations ( including but not limited to, Home Mortgage Disclosure Act, Truth In Lending Act, Fair Credit Reporting Act, Equal Credit Opportunity Act, Fair Lending, etc.), fees and interest...
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 15 days ago
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 15 days ago
Work with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary....
Fair Banking Compliance Officer
- Studio City, CA (19 miles from Hermosa Beach, CA)
- 20 days ago
- Studio City, CA (19 miles from Hermosa Beach, CA)
- 20 days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
Food Safety and Regulatory Affairs Manager
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 23 days ago
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 23 days ago
Description Central Garden & Pet is a market leader in the Garden and Pet industries. For over 40 years, Central has proudly nurtured happy and healthy homes by bringing innovative and trusted...
- Pasadena, CA (24 miles from Hermosa Beach, CA)
- 29 days ago
- Pasadena, CA (24 miles from Hermosa Beach, CA)
- 29 days ago
Job Summary The Export Compliance Manager (EC Manager) will report to the Director of Research Security in the Office of Research Security (ORS) and will assist with the implementation of the Caltech...
Export Compliance Manager California Institute of Technology
- Pasadena, CA (24 miles from Hermosa Beach, CA)
- 29 days ago
- Pasadena, CA (24 miles from Hermosa Beach, CA)
- 29 days ago
Export Compliance Manager Caltech Job Category: Fulltime Regular Exempt Overtime Eligible: Exempt Benefits Eligible: Benefit Based Caltech is a world-renowned science and engineering institute that...
Investment Operations Securities Specialist Senior
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 45+ days ago
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 45+ days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
- Woodland Hills, CA (23 miles from Hermosa Beach, CA)
- 45+ days ago
- Woodland Hills, CA (23 miles from Hermosa Beach, CA)
- 45+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
Healthcare Compliance Coordinator
- Glendale, CA (22 miles from Hermosa Beach, CA)
- 60+ days ago
- Glendale, CA (22 miles from Hermosa Beach, CA)
- 60+ days ago
Description HEALTHCARE COMPLIANCE COORDINATOR JOB SUMMARY This position primarily provides administrative support to the CAO and serves as CCHC's Privacy Officer. The individual will work as a...
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 60+ days ago
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 60+ days ago
Date Posted: 2025-04-22 Country: United States of America Location: OT335: SA - LOS ANGELES, CA 2701 Media Center Drive, Los Angeles, CA, 90065 USA Job Description Would you like to join a truly...
Expanded Learning Compliance Coordinator
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 60+ days ago
- Los Angeles, CA (11 miles from Hermosa Beach, CA)
- 60+ days ago
Who We Are KIPP SoCal Public Schools is a nonprofit organization that operates 20 tuition-free, open-enrollment charter public schools, within 20 Local Education Agencies (LEA), educating more...
Demographic Data for Hermosa Beach, CA
Moving to Hermosa Beach, CA? Find some basic demographic data about Hermosa Beach, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Hermosa Beach, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Hermosa Beach, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Consumer Lending
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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