Compliance Manager Jobs in Half Moon Bay, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Regulatory Affairs Manager Canada & Latin America Diabetes Care (on-site)
- Alameda, CA (22 miles from Half Moon Bay, CA)
- 30+ days ago
- Alameda, CA (22 miles from Half Moon Bay, CA)
- 30+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Clinical Research Regulatory Affairs Manager
- South San Francisco, CA (12 miles from Half Moon Bay, CA)
- 10 hours ago
- South San Francisco, CA (12 miles from Half Moon Bay, CA)
- 10 hours ago
Kelly Science & Clinical is seeking a Regulatory Affairs Manager for a direct-hire position at a cutting-edge client in South San Francisco, CA. If youre passionate about bringing the latest...
- Oakland, CA (23 miles from Half Moon Bay, CA)
- 3 days ago
- Oakland, CA (23 miles from Half Moon Bay, CA)
- 3 days ago
Summary SUMMARY: Plans, coordinates, monitors compliance with federal, state and local regulations; manages accreditation activities necessary for maintaining required accreditation; manages...
- San Francisco, CA (21 miles from Half Moon Bay, CA)
- 4 days ago
- San Francisco, CA (21 miles from Half Moon Bay, CA)
- 4 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Senior Technical Risk and Compliance Manager
- San Francisco, CA (21 miles from Half Moon Bay, CA)
- 10 days ago
- San Francisco, CA (21 miles from Half Moon Bay, CA)
- 10 days ago
Overview Working at Atlassian Atlassians can choose where they work whether in an office, from home, or a combination of the two. That way, Atlassians have more control over supporting their...
PERFORMANCE MANAGEMENT & COMPLIANCE SUPERVISOR - Power Enterprise - SFPUC (1825) (155412)
- San Francisco, CA (21 miles from Half Moon Bay, CA)
- 17 days ago
- San Francisco, CA (21 miles from Half Moon Bay, CA)
- 17 days ago
Application Opening: 6/23/2025 Application Filing Deadline: 7/14/2025 Recruitment ID: RTF...7651 APPOINTMENT TYPE: Temporary Exempt: This position is excluded by the Charter from the competitive...
Senior Regulatory Affairs Manager APAC - Diabetes Care (on-site)
- Alameda, CA (22 miles from Half Moon Bay, CA)
- 18 days ago
- Alameda, CA (22 miles from Half Moon Bay, CA)
- 18 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
- Palo Alto, CA (14 miles from Half Moon Bay, CA)
- 21 days ago
- Palo Alto, CA (14 miles from Half Moon Bay, CA)
- 21 days ago
into business processes Own the compliance training program for employees and support external audits and regulatory inquiries Establish monitoring systems to assess compliance risks across Mudflap's lending-related...
Ant Group-US Sanctions Compliance Officer-Sunnyvale CA
- Sunnyvale, CA (22 miles from Half Moon Bay, CA)
- 21 days ago
- Sunnyvale, CA (22 miles from Half Moon Bay, CA)
- 21 days ago
is responsible for developing and overseeing our US sanctions compliance program to ensure compliance with relevant US regulations, including those issued by the Office of Foreign Assets Control (OFAC...
- San Francisco, CA (21 miles from Half Moon Bay, CA)
- 22 days ago
- San Francisco, CA (21 miles from Half Moon Bay, CA)
- 22 days ago
Compliance Manager Compliance Manager Mission Street 415, 94105 San Francisco, Etats-Unis Company description About Sia Sia is a next-generation, global management consulting group....
- San Francisco, CA (21 miles from Half Moon Bay, CA)
- 23 days ago
- San Francisco, CA (21 miles from Half Moon Bay, CA)
- 23 days ago
JLL empowers you to shape a brighter way. Our people at JLL and JLL Technologies are shaping the future of real estate for a better world by combining world class services, advisory and technology...
Pharmacy Compliance Coordinator (Full-Time, 8-Hour Day Shifts, Onsite/Hybrid)
- Palo Alto, CA (14 miles from Half Moon Bay, CA)
- 24 days ago
- Palo Alto, CA (14 miles from Half Moon Bay, CA)
- 24 days ago
1.0 FTE Full time Day - 08 Hour R2548730 Hybrid 108390019 Pharmacy IP Ancillary 900 Welch Other PALO ALTO, 900 Welch Rd, California If you're ready to be part of our legacy of hope and innovation,...
Staff Product Compliance Manager - Fintech/Payments Compliance
- Mountain View, CA (20 miles from Half Moon Bay, CA)
- 24 days ago
- Mountain View, CA (20 miles from Half Moon Bay, CA)
- 24 days ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
- Union City, CA (22 miles from Half Moon Bay, CA)
- 25 days ago
- Union City, CA (22 miles from Half Moon Bay, CA)
- 25 days ago
Position Summary The Compliance Coordinator is integral to ensuring site-specific readiness for annual inspections and supporting the Compliance Manager....
Credentialing and Medical Records Compliance Coordinator
- Oakland, CA (23 miles from Half Moon Bay, CA)
- 27 days ago
- Oakland, CA (23 miles from Half Moon Bay, CA)
- 27 days ago
Credentialing and Medical Records Compliance Coordinator University of California - Riverside $66,500 - $118,300 United States, California, Oakland 1111 Franklin Street (Show on map) Jun 12, 2025...
Demographic Data for Half Moon Bay, CA
Moving to Half Moon Bay, CA? Find some basic demographic data about Half Moon Bay, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Half Moon Bay, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Half Moon Bay, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Spill Response
- Control & Countermeasure
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- USDA
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Finance
- Decision Making
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Data Analysis
- Employee Development
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Sales
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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