Compliance Manager Jobs in Encino, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Clinical Site Compliance Coordinator, Physical Therapy Department Mount Saint Mary's University
- Los Angeles, CA (20 miles from Encino, CA)
- 1 day ago
- Los Angeles, CA (20 miles from Encino, CA)
- 1 day ago
Clinical Site Compliance Coordinator, Physical Therapy Department Clinical Site Compliance Coordinator will work collaboratively with the Director of Clinical Education and will support and...
Assistant Vice President, QC Compliance Manager
- Westlake Village, CA (18 miles from Encino, CA)
- 4 days ago
- Westlake Village, CA (18 miles from Encino, CA)
- 4 days ago
Job Title: Assistant Vice President, QC Compliance Manager Location: CA - Westlake Village What you'll do: As a Quality Control Compliance Supervisor you'll be responsible for coordinating and overseeing...
Expanded Learning Compliance Coordinator
- Los Angeles, CA (20 miles from Encino, CA)
- 16 days ago
- Los Angeles, CA (20 miles from Encino, CA)
- 16 days ago
Who We Are KIPP SoCal Public Schools is a nonprofit organization that operates 20 tuition-free, open-enrollment charter public schools, within 20 Local Education Agencies (LEA), educating more...
Regulatory Affairs Manager CMC
- Thousand Oaks, CA (22 miles from Encino, CA)
- 19 days ago
- Thousand Oaks, CA (22 miles from Encino, CA)
- 19 days ago
Career Category Regulatory Job Description Job Description HOW MIGHT YOU DEFY IMAGINATION? If you feel like you're part of something bigger, it's because you are. At Amgen, our shared missionto...
- Los Angeles, CA (20 miles from Encino, CA)
- 22 days ago
- Los Angeles, CA (20 miles from Encino, CA)
- 22 days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
- Los Angeles, CA (20 miles from Encino, CA)
- 22 days ago
- Los Angeles, CA (20 miles from Encino, CA)
- 22 days ago
Compliance and Audit Manager At CSUN we aspire to continually grow as an inclusive, cooperative community! CSUN strives to be a destination workplace, where everyone understands that they belong...
- Northridge, CA (5 miles from Encino, CA)
- 23 days ago
- Northridge, CA (5 miles from Encino, CA)
- 23 days ago
At CSUN we aspire to continually grow as an inclusive, cooperative community! CSUN strives to be a destination workplace, where everyone understands that they belong to a community that is vital...
- Los Angeles, CA (20 miles from Encino, CA)
- 24 days ago
- Los Angeles, CA (20 miles from Encino, CA)
- 24 days ago
Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus....
- Los Angeles, CA (20 miles from Encino, CA)
- 25 days ago
- Los Angeles, CA (20 miles from Encino, CA)
- 25 days ago
REGULATORY AFFAIRS MANAGER LOS ANGELES, CA Who We Are Tower 28 is a clean beauty brand born and bred in Santa Monica. All products are designed for sensitive skin, high-performance, and 100%...
- Monterey Park, CA (22 miles from Encino, CA)
- 26 days ago
- Monterey Park, CA (22 miles from Encino, CA)
- 26 days ago
Serves as the organization's Compliance Manager. Consults with and advises operating units and managers on all compliance related issues....
Investment Operations Securities Specialist Senior
- Los Angeles, CA (20 miles from Encino, CA)
- 60+ days ago
- Los Angeles, CA (20 miles from Encino, CA)
- 60+ days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
Governmental Interactions Compliance Manager
- Los Angeles, CA (20 miles from Encino, CA)
- 90+ days ago
- Los Angeles, CA (20 miles from Encino, CA)
- 90+ days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Fair Banking Compliance Officer
- Los Angeles, CA (20 miles from Encino, CA)
- 45+ days ago
- Los Angeles, CA (20 miles from Encino, CA)
- 45+ days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
Compliance Manager - Commercial Lending
- Los Angeles, CA (20 miles from Encino, CA)
- 60+ days ago
- Los Angeles, CA (20 miles from Encino, CA)
- 60+ days ago
This position is responsible for compliance oversight for all Commercial and Private Bank Lending department areas including lending and depository functions....
- Santa Monica, CA (10 miles from Encino, CA)
- 60+ days ago
- Santa Monica, CA (10 miles from Encino, CA)
- 60+ days ago
laundering program....
Demographic Data for Encino, CA
Moving to Encino, CA? Find some basic demographic data about Encino, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Encino, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Encino, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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