Compliance Manager Jobs in Encinitas, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Veteran Certification and Compliance Coordinator
- San Diego, CA (22 miles from Encinitas, CA)
- 3 days ago
- San Diego, CA (22 miles from Encinitas, CA)
- 3 days ago
The Veteran Certification & Compliance Coordinator is responsible for certifying CMU students receiving military education benefits, maintaining compliance with VA, DoD, and institutional...
Training and Compliance Coordinator - RN
- San Diego, CA (22 miles from Encinitas, CA)
- 9 days ago
- San Diego, CA (22 miles from Encinitas, CA)
- 9 days ago
Overview NaphCare is hiring a dynamic RN just like you, to fill the role of Training and Compliance Coordinator, at the San Diego County Jail located in San Diego, CA. NaphCare is a family owned,...
Staff Product Compliance Manager - Fintech/Payments Compliance Lead
- San Diego, CA (22 miles from Encinitas, CA)
- 16 days ago
- San Diego, CA (22 miles from Encinitas, CA)
- 16 days ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
Trade Compliance Manager (Export-ITAR)
- San Diego, CA (22 miles from Encinitas, CA)
- 24 days ago
- San Diego, CA (22 miles from Encinitas, CA)
- 24 days ago
Trade Compliance Manager (Export-ITAR) Chromalloy Gas Turbine, LLC $137,000.00-$171,000.00 United States, California, San Diego 7007 Consolidated Way (Show on map) Jun 03, 2025 Trade Compliance Manager...
Governance, Risk, and Compliance Manager
- San Diego, CA (22 miles from Encinitas, CA)
- 28 days ago
- San Diego, CA (22 miles from Encinitas, CA)
- 28 days ago
You will have the opportunity to work with multi-functional teams to contribute to the management of the Lytx IT Governance, Risk and Compliance (GRC) program. As a leader of the GRC function, you...
- San Diego, CA (22 miles from Encinitas, CA)
- 30+ days ago
- San Diego, CA (22 miles from Encinitas, CA)
- 30+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
- San Diego, CA (22 miles from Encinitas, CA)
- 45+ days ago
- San Diego, CA (22 miles from Encinitas, CA)
- 45+ days ago
Impact Lives, Impact Community Family Health Centers of San Diego (FHCSD) is passionate about providing exceptional health care to all, especially underserved communities with limited health care...
- San Diego, CA (22 miles from Encinitas, CA)
- 90+ days ago
- San Diego, CA (22 miles from Encinitas, CA)
- 90+ days ago
Trade Compliance Manager - Western Region! Are you a seasoned professional with a passion for international trade compliance?...
Global Trade Compliance Director & Counsel
- San Diego, CA (22 miles from Encinitas, CA)
- 90+ days ago
- San Diego, CA (22 miles from Encinitas, CA)
- 90+ days ago
addressing red flags Knowledge of restricted party and third-party screening tools Expert knowledge and understanding of global trade laws and regulations including those administered by CBP, BIS, OFAC...
Demographic Data for Encinitas, CA
Moving to Encinitas, CA? Find some basic demographic data about Encinitas, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Encinitas, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Encinitas, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Management Reporting
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »