Compliance Manager Jobs in Diamond Bar, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Glendora, CA (8 miles from Diamond Bar, CA)
- 4 days ago
- Glendora, CA (8 miles from Diamond Bar, CA)
- 4 days ago
Bank's compliance and monitoring for anti-money laundering, the Bank Secrecy Act, the know your customer process, FinCEN reporting, OFAC-related issues or Suspicious Activity Report filings....
AVP, Deposit Compliance Officer
- Los Angeles, CA (24 miles from Diamond Bar, CA)
- 6 days ago
- Los Angeles, CA (24 miles from Diamond Bar, CA)
- 6 days ago
People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank – we strive to provide a caring culture that supports your...
AVP/VP, Credit Compliance Officer
- Los Angeles, CA (24 miles from Diamond Bar, CA)
- 10 days ago
- Los Angeles, CA (24 miles from Diamond Bar, CA)
- 10 days ago
laws and regulations ( including but not limited to, Home Mortgage Disclosure Act, Truth In Lending Act, Fair Credit Reporting Act, Equal Credit Opportunity Act, Fair Lending, etc.), fees and interest...
- Los Angeles, CA (24 miles from Diamond Bar, CA)
- 12 days ago
- Los Angeles, CA (24 miles from Diamond Bar, CA)
- 12 days ago
Work with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary....
Logistics and Vendor Compliance Supervisor
- Ontario, CA (10 miles from Diamond Bar, CA)
- 20 days ago
- Ontario, CA (10 miles from Diamond Bar, CA)
- 20 days ago
Manager with day-to-day tasks Ensures that onboarding of new clients is successfully done for proper compliance records Analyze, research chargebacks, determine findings to communicate to the client...
Food Safety and Regulatory Affairs Manager
- Los Angeles, CA (24 miles from Diamond Bar, CA)
- 20 days ago
- Los Angeles, CA (24 miles from Diamond Bar, CA)
- 20 days ago
Description Central Garden & Pet is a market leader in the Garden and Pet industries. For over 40 years, Central has proudly nurtured happy and healthy homes by bringing innovative and trusted...
Corporate Compliance Coordinator
- Ontario, CA (10 miles from Diamond Bar, CA)
- 24 days ago
- Ontario, CA (10 miles from Diamond Bar, CA)
- 24 days ago
Overview Prime Healthcare is an award-winning health system headquartered in Ontario, California. Prime Healthcare operates 51 hospitals and has more than 360 outpatient locations in 14 states...
- Pasadena, CA (21 miles from Diamond Bar, CA)
- 26 days ago
- Pasadena, CA (21 miles from Diamond Bar, CA)
- 26 days ago
Job Summary The Export Compliance Manager (EC Manager) will report to the Director of Research Security in the Office of Research Security (ORS) and will assist with the implementation of the Caltech...
Export Compliance Manager California Institute of Technology
- Pasadena, CA (21 miles from Diamond Bar, CA)
- 26 days ago
- Pasadena, CA (21 miles from Diamond Bar, CA)
- 26 days ago
Export Compliance Manager Caltech Job Category: Fulltime Regular Exempt Overtime Eligible: Exempt Benefits Eligible: Benefit Based Caltech is a world-renowned science and engineering institute that...
- Santa Ana, CA (17 miles from Diamond Bar, CA)
- 30+ days ago
- Santa Ana, CA (17 miles from Diamond Bar, CA)
- 30+ days ago
Certified Regulatory Compliance Manager (CRCM) designation preferred....
- Los Angeles, CA (24 miles from Diamond Bar, CA)
- 30+ days ago
- Los Angeles, CA (24 miles from Diamond Bar, CA)
- 30+ days ago
Most roles at Convoso function as "hybrid" with some opportunities for travel to in-person business events and company meetings. For remote positions, Convoso's U.S. hiring is open to candidates...
Investment Operations Securities Specialist Senior
- Los Angeles, CA (24 miles from Diamond Bar, CA)
- 45+ days ago
- Los Angeles, CA (24 miles from Diamond Bar, CA)
- 45+ days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
Senior Compliance Officer (Hybrid)
- Santa Ana, CA (17 miles from Diamond Bar, CA)
- 45+ days ago
- Santa Ana, CA (17 miles from Diamond Bar, CA)
- 45+ days ago
Who We Are Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally...
Quality/SHE Compliance Supervisor
- Santa Ana, CA (17 miles from Diamond Bar, CA)
- 60+ days ago
- Santa Ana, CA (17 miles from Diamond Bar, CA)
- 60+ days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
- Los Angeles, CA (24 miles from Diamond Bar, CA)
- 60+ days ago
- Los Angeles, CA (24 miles from Diamond Bar, CA)
- 60+ days ago
Date Posted: 2025-04-22 Country: United States of America Location: OT335: SA - LOS ANGELES, CA 2701 Media Center Drive, Los Angeles, CA, 90065 USA Job Description Would you like to join a truly...
Demographic Data for Diamond Bar, CA
Moving to Diamond Bar, CA? Find some basic demographic data about Diamond Bar, CA below.
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Salary for Compliance Manager Jobs in Diamond Bar, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Diamond Bar, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Management Reporting
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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