Compliance Manager Jobs in Del Mar, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- San Diego, CA (17 miles from Del Mar, CA)
- 7 days ago
- San Diego, CA (17 miles from Del Mar, CA)
- 7 days ago
We're looking for people who put their innovation to work to advance our success - and their own. Join an organization that ensures a more secure world through connecting and protecting our...
- San Diego, CA (17 miles from Del Mar, CA)
- 9 days ago
- San Diego, CA (17 miles from Del Mar, CA)
- 9 days ago
Responsibilities: Develop, enhance or lead scheduled loan level documentation reviews, kick off meetings, transactional testing, risk assessments on all lending products through focused and random sample...
Regulatory Compliance Coordinator (Hybrid - San Diego, CA)
- San Diego, CA (17 miles from Del Mar, CA)
- 10 days ago
- San Diego, CA (17 miles from Del Mar, CA)
- 10 days ago
American Specialty Health Incorporated is seeking an experienced Regulatory Compliance Coordinator. The primary purpose of this position is to support the company's national regulatory compliance...
Clinical Placement Coordinator/Compliance Coordinator
- San Diego, CA (17 miles from Del Mar, CA)
- 19 days ago
- San Diego, CA (17 miles from Del Mar, CA)
- 19 days ago
This diversity lends our community strength, and we commit to creating and sustaining an inclusive and intellectually vibrant environment that benefits all members of our university....
Clinical Placement Coordinator/Compliance Coordinator San Diego State University
- San Diego, CA (17 miles from Del Mar, CA)
- 21 days ago
- San Diego, CA (17 miles from Del Mar, CA)
- 21 days ago
This diversity lends our community strength, and we commit to creating and sustaining an inclusive and intellectually vibrant environment that benefits all members of our university....
Global Regulatory Affairs Manager
- Carlsbad, CA (13 miles from Del Mar, CA)
- 29 days ago
- Carlsbad, CA (13 miles from Del Mar, CA)
- 29 days ago
Summary #LI-Hybrid #LI-Onsite In this role, you will be a part of the Regulatory team within Navigate and will be primarily responsible for providing strategic product direction as well as...
- San Diego, CA (17 miles from Del Mar, CA)
- 30+ days ago
- San Diego, CA (17 miles from Del Mar, CA)
- 30+ days ago
Impact Lives, Impact Community Family Health Centers of San Diego (FHCSD) is passionate about providing exceptional health care to all, especially underserved communities with limited health care...
Governance, Risk, and Compliance Manager
- San Diego, CA (17 miles from Del Mar, CA)
- 60+ days ago
- San Diego, CA (17 miles from Del Mar, CA)
- 60+ days ago
You will have the opportunity to work with multi-functional teams to contribute to the management of the Lytx IT Governance, Risk and Compliance (GRC) program. As a leader of the GRC function, you...
Demographic Data for Del Mar, CA
Moving to Del Mar, CA? Find some basic demographic data about Del Mar, CA below.
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Salary for Compliance Manager Jobs in Del Mar, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Del Mar, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- Securities and Exchange Commission
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Reimbursement
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Change Management
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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