Compliance Manager Jobs in Covina, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Corporate Compliance Coordinator, Risk Management, Full time, Days
- Whittier, CA (9 miles from Covina, CA)
- 5 hours ago
- Whittier, CA (9 miles from Covina, CA)
- 5 hours ago
Assists the System Director, Enterprise Risk Management and Corporate Compliance with accomplishment of the goals of the PIH Health Corporate Compliance Program. Responsible for assisting in...
Invst Operations Securities Specialist
- Los Angeles, CA (21 miles from Covina, CA)
- 2 days ago
- Los Angeles, CA (21 miles from Covina, CA)
- 2 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
- Eagle Rock, CA (17 miles from Covina, CA)
- 5 days ago
- Eagle Rock, CA (17 miles from Covina, CA)
- 5 days ago
Job no: 494854 Work type: Regular Location: Los Angeles Categories: Hourly Title: Clery Compliance Coordinator Department: Campus Safety Duration: Indefinite Employment Status: Non-Exempt. Full...
Regulatory Affairs Manager - Electric (90.25)
- San Dimas, CA (5 miles from Covina, CA)
- 5 days ago
- San Dimas, CA (5 miles from Covina, CA)
- 5 days ago
Golden State Water Company is one of the largest investor-owned water utilities in the United States. We deliver quality, reliable water to more than 1 million people in over 80 communities...
- Los Angeles, CA (21 miles from Covina, CA)
- 8 days ago
- Los Angeles, CA (21 miles from Covina, CA)
- 8 days ago
SUMMARY The Compliance Officer is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed....
- Los Angeles, CA (21 miles from Covina, CA)
- 9 days ago
- Los Angeles, CA (21 miles from Covina, CA)
- 9 days ago
Responsibilities: Develop, enhance or lead scheduled loan level documentation reviews, kick off meetings, transactional testing, risk assessments on all lending products through focused and random sample...
- Los Angeles, CA (21 miles from Covina, CA)
- 9 days ago
- Los Angeles, CA (21 miles from Covina, CA)
- 9 days ago
Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance....
Senior Compliance Officer (Hybrid)
- Santa Ana, CA (24 miles from Covina, CA)
- 14 days ago
- Santa Ana, CA (24 miles from Covina, CA)
- 14 days ago
Who We Are Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally...
Contribution Compliance Audit Manager
- Burbank, CA (23 miles from Covina, CA)
- 15 days ago
- Burbank, CA (23 miles from Covina, CA)
- 15 days ago
GHJ Search and Staffing serves as the recruitment division of GHJ, a prominent national accounting and advisory firm. Our team provides qualified Accounting and Finance professionals on a...
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Los Angeles, CA (21 miles from Covina, CA)
- 19 days ago
- Los Angeles, CA (21 miles from Covina, CA)
- 19 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Corporate Compliance Coordinator
- Ontario, CA (14 miles from Covina, CA)
- 20 days ago
- Ontario, CA (14 miles from Covina, CA)
- 20 days ago
Overview Prime Healthcare is an award-winning health system headquartered in Ontario, California. Prime Healthcare operates 51 hospitals and has more than 360 outpatient locations in 14 states...
Compliance Supervisor (Returns-Repairs)
- Chino, CA (17 miles from Covina, CA)
- 21 days ago
- Chino, CA (17 miles from Covina, CA)
- 21 days ago
Are you ready to step into a dynamic leadership role at a fast-paced distribution center? Were looking for an enthusiastic Compliance Supervisor to oversee Returns, Repairs, and Compliance...
Clinical Site Compliance Coordinator, Physical Therapy Department
- Los Angeles, CA (21 miles from Covina, CA)
- 25 days ago
- Los Angeles, CA (21 miles from Covina, CA)
- 25 days ago
Clinical Site Compliance Coordinator, Physical Therapy Department Clinical Site Compliance Coordinator will work collaboratively with the Director of Clinical Education and will support and...
- Los Angeles, CA (21 miles from Covina, CA)
- 30+ days ago
- Los Angeles, CA (21 miles from Covina, CA)
- 30+ days ago
Requirements Description Hourly rate: Starting at $23 Position Summary The Compliance Coordinator plays a key role in supporting Intercare Therapys commitment to regulatory and contractual...
Bank Partnership Compliance Manager
- Los Angeles, CA (21 miles from Covina, CA)
- 45+ days ago
- Los Angeles, CA (21 miles from Covina, CA)
- 45+ days ago
Qualifications & Skills Secured and Unsecured Credit Card industry experience AML/BSA experience Certified Regulatory Compliance Manager (CRCM), preferred....
Demographic Data for Covina, CA
Moving to Covina, CA? Find some basic demographic data about Covina, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Covina, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Covina, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Private Banking
- Know Your Customer
- OFAC
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Collaboration
- Reporting
- Quality Assurance
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Filing
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Microsoft Word
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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