Compliance Manager Jobs in Costa Mesa, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Sr Compliance Director - Core Quality Services
- Irvine, CA (10 miles from Costa Mesa, CA)
- 2 days ago
- Irvine, CA (10 miles from Costa Mesa, CA)
- 2 days ago
We anticipate the application window for this opening will close on - 15 Jun 2025 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
- Santa Ana, CA (5 miles from Costa Mesa, CA)
- 11 days ago
- Santa Ana, CA (5 miles from Costa Mesa, CA)
- 11 days ago
Position Overview We are hiring a Trade Compliance Coordinator. The Trade Compliance Coordinator will assists the Compliance departments with daily import and export operations, data management,...
- Santa Ana, CA (5 miles from Costa Mesa, CA)
- 16 days ago
- Santa Ana, CA (5 miles from Costa Mesa, CA)
- 16 days ago
Certified Regulatory Compliance Manager (CRCM) designation preferred....
Senior Compliance Officer (Hybrid)
- Santa Ana, CA (5 miles from Costa Mesa, CA)
- 25 days ago
- Santa Ana, CA (5 miles from Costa Mesa, CA)
- 25 days ago
Who We Are Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally...
Quality/SHE Compliance Supervisor
- Santa Ana, CA (5 miles from Costa Mesa, CA)
- 30+ days ago
- Santa Ana, CA (5 miles from Costa Mesa, CA)
- 30+ days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
- Irvine, CA (10 miles from Costa Mesa, CA)
- 60+ days ago
- Irvine, CA (10 miles from Costa Mesa, CA)
- 60+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
- Lakewood, CA (17 miles from Costa Mesa, CA)
- 60+ days ago
- Lakewood, CA (17 miles from Costa Mesa, CA)
- 60+ days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
- Lakewood, CA (17 miles from Costa Mesa, CA)
- 60+ days ago
- Lakewood, CA (17 miles from Costa Mesa, CA)
- 60+ days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
Employee Relations and Compliance Manager
- Long Beach, CA (22 miles from Costa Mesa, CA)
- 90+ days ago
- Long Beach, CA (22 miles from Costa Mesa, CA)
- 90+ days ago
EMPLOYEE RELATIONS AND COMPLIANCE MANAGER Located onsite at Rocket Lab's global headquarters in Long Beach, CA, the Employee Relations and Compliance Manager will be leading a team of hard-working and...
Quality Food Safety Compliance Supervisor
- City of Industry, CA (23 miles from Costa Mesa, CA)
- 90+ days ago
- City of Industry, CA (23 miles from Costa Mesa, CA)
- 90+ days ago
At Danone, manufacturing high-quality products and meeting demand are key priorities for our plant teams. We have an opening for a Quality and Food Safety Compliance Supervisor based in our City...
Demographic Data for Costa Mesa, CA
Moving to Costa Mesa, CA? Find some basic demographic data about Costa Mesa, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Costa Mesa, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Costa Mesa, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Documentation
- Coaching
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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