Compliance Manager Jobs in Costa Mesa, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Compliance Officer (Hybrid)
- Santa Ana, CA (5 miles from Costa Mesa, CA)
- 2 days ago
- Santa Ana, CA (5 miles from Costa Mesa, CA)
- 2 days ago
Who We Are Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally...
Regulatory Reporting Manager, 12 Month FTC
- Newport Beach, CA (7 miles from Costa Mesa, CA)
- 4 days ago
- Newport Beach, CA (7 miles from Costa Mesa, CA)
- 4 days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
Temporary Part Time Public Health Policy & Compliance Coordinator
- Irvine, CA (10 miles from Costa Mesa, CA)
- 6 days ago
- Irvine, CA (10 miles from Costa Mesa, CA)
- 6 days ago
Who We Are Founded in 1965, UC Irvine is a member of the prestigious Association of American Universities and is ranked among the nation's top 10 public universities by U.S. News & World Report....
Temporary Part Time Public Health Policy & Compliance Coordinator University of California Irvine
- Irvine, CA (10 miles from Costa Mesa, CA)
- 7 days ago
- Irvine, CA (10 miles from Costa Mesa, CA)
- 7 days ago
Who We Are Founded in 1965, UC Irvine is a member of the prestigious Association of American Universities and is ranked among the nation's top 10 public universities by U.S. News & World Report....
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Irvine, CA (10 miles from Costa Mesa, CA)
- 7 days ago
- Irvine, CA (10 miles from Costa Mesa, CA)
- 7 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Chief Compliance Officer (Wealth Advisor)
- Irvine, CA (10 miles from Costa Mesa, CA)
- 7 days ago
- Irvine, CA (10 miles from Costa Mesa, CA)
- 7 days ago
Understand and fulfill duties and responsibilities related to the Bank Secrecy Act (BSA), Anti-Money Laundering Act (AML), and Office of Foreign Assets Control Regulations (OFAC), including participation...
Compliance Supervisor (Returns-Repairs)
- Chino, CA (24 miles from Costa Mesa, CA)
- 10 days ago
- Chino, CA (24 miles from Costa Mesa, CA)
- 10 days ago
Are you ready to step into a dynamic leadership role at a fast-paced distribution center? Were looking for an enthusiastic Compliance Supervisor to oversee Returns, Repairs, and Compliance...
Regulatory Compliance Coordinator
- Pomona, CA (22 miles from Costa Mesa, CA)
- 13 days ago
- Pomona, CA (22 miles from Costa Mesa, CA)
- 13 days ago
Regulatory Compliance Coordinator Posting Number: S01386 Position Status: Full time Campus: Western University Campus-Pomona, CA Department: 1309-Research and Biotechnology Function: Family:...
State Licensing & Regulatory Compliance Manager
- Foothill Ranch, CA (13 miles from Costa Mesa, CA)
- 22 days ago
- Foothill Ranch, CA (13 miles from Costa Mesa, CA)
- 22 days ago
Familiarity with using loan origination systems (LOS) and loan management systems (LMS)....
Quality/SHE Compliance Supervisor
- Santa Ana, CA (5 miles from Costa Mesa, CA)
- 90+ days ago
- Santa Ana, CA (5 miles from Costa Mesa, CA)
- 90+ days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
- Lakewood, CA (17 miles from Costa Mesa, CA)
- 90+ days ago
- Lakewood, CA (17 miles from Costa Mesa, CA)
- 90+ days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
Demographic Data for Costa Mesa, CA
Moving to Costa Mesa, CA? Find some basic demographic data about Costa Mesa, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Costa Mesa, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Costa Mesa, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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