Compliance Manager Jobs in Compton, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Corporate Compliance Coordinator, Risk Management, Full time, Days
- Whittier, CA (15 miles from Compton, CA)
- 14 hours ago
- Whittier, CA (15 miles from Compton, CA)
- 14 hours ago
Assists the System Director, Enterprise Risk Management and Corporate Compliance with accomplishment of the goals of the PIH Health Corporate Compliance Program. Responsible for assisting in...
Invst Operations Securities Specialist
- Los Angeles, CA (6 miles from Compton, CA)
- 2 days ago
- Los Angeles, CA (6 miles from Compton, CA)
- 2 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
- Eagle Rock, CA (18 miles from Compton, CA)
- 5 days ago
- Eagle Rock, CA (18 miles from Compton, CA)
- 5 days ago
Job no: 494854 Work type: Regular Location: Los Angeles Categories: Hourly Title: Clery Compliance Coordinator Department: Campus Safety Duration: Indefinite Employment Status: Non-Exempt. Full...
- Los Angeles, CA (6 miles from Compton, CA)
- 8 days ago
- Los Angeles, CA (6 miles from Compton, CA)
- 8 days ago
SUMMARY The Compliance Officer is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed....
- Los Angeles, CA (6 miles from Compton, CA)
- 9 days ago
- Los Angeles, CA (6 miles from Compton, CA)
- 9 days ago
Responsibilities: Develop, enhance or lead scheduled loan level documentation reviews, kick off meetings, transactional testing, risk assessments on all lending products through focused and random sample...
- Los Angeles, CA (6 miles from Compton, CA)
- 9 days ago
- Los Angeles, CA (6 miles from Compton, CA)
- 9 days ago
Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance....
- Studio City, CA (20 miles from Compton, CA)
- 10 days ago
- Studio City, CA (20 miles from Compton, CA)
- 10 days ago
Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance....
Senior Compliance Officer (Hybrid)
- Santa Ana, CA (23 miles from Compton, CA)
- 14 days ago
- Santa Ana, CA (23 miles from Compton, CA)
- 14 days ago
Who We Are Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally...
Contribution Compliance Audit Manager
- Burbank, CA (22 miles from Compton, CA)
- 15 days ago
- Burbank, CA (22 miles from Compton, CA)
- 15 days ago
GHJ Search and Staffing serves as the recruitment division of GHJ, a prominent national accounting and advisory firm. Our team provides qualified Accounting and Finance professionals on a...
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Los Angeles, CA (6 miles from Compton, CA)
- 19 days ago
- Los Angeles, CA (6 miles from Compton, CA)
- 19 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Clinical Site Compliance Coordinator, Physical Therapy Department
- Los Angeles, CA (6 miles from Compton, CA)
- 25 days ago
- Los Angeles, CA (6 miles from Compton, CA)
- 25 days ago
Clinical Site Compliance Coordinator, Physical Therapy Department Clinical Site Compliance Coordinator will work collaboratively with the Director of Clinical Education and will support and...
Regional Compliance Coordinator
- Torrance, CA (5 miles from Compton, CA)
- 30+ days ago
- Torrance, CA (5 miles from Compton, CA)
- 30+ days ago
Primary Duties and Responsibilities: Works collaboratively with the regional Compliance Department and other enterprise Business Unit leaders, Subject Matter Experts (SMEs) and team members to...
- Los Angeles, CA (6 miles from Compton, CA)
- 30+ days ago
- Los Angeles, CA (6 miles from Compton, CA)
- 30+ days ago
Requirements Description Hourly rate: Starting at $23 Position Summary The Compliance Coordinator plays a key role in supporting Intercare Therapys commitment to regulatory and contractual...
Bank Partnership Compliance Manager
- Los Angeles, CA (6 miles from Compton, CA)
- 45+ days ago
- Los Angeles, CA (6 miles from Compton, CA)
- 45+ days ago
Qualifications & Skills Secured and Unsecured Credit Card industry experience AML/BSA experience Certified Regulatory Compliance Manager (CRCM), preferred....
AVP, Deposit Compliance Officer
- Los Angeles, CA (6 miles from Compton, CA)
- 60+ days ago
- Los Angeles, CA (6 miles from Compton, CA)
- 60+ days ago
People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank – we strive to provide a caring culture that supports your...
Demographic Data for Compton, CA
Moving to Compton, CA? Find some basic demographic data about Compton, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Compton, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Compton, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Microsoft Outlook
- Policy Administration
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Collaboration
- Reporting
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Filing
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Microsoft Word
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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