Compliance Manager Jobs in Chino, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Regulatory Affairs Manager - Electric (90.25)
- San Dimas, CA (14 miles from Chino, CA)
- 2 days ago
- San Dimas, CA (14 miles from Chino, CA)
- 2 days ago
Golden State Water Company is one of the largest investor-owned water utilities in the United States. We deliver quality, reliable water to more than 1 million people in over 80 communities...
- Irvine, CA (15 miles from Chino, CA)
- 6 days ago
- Irvine, CA (15 miles from Chino, CA)
- 6 days ago
Responsibilities: Develop, enhance or lead scheduled loan level documentation reviews, kick off meetings, transactional testing, risk assessments on all lending products through focused and random sample...
Senior Compliance Officer (Hybrid)
- Santa Ana, CA (18 miles from Chino, CA)
- 10 days ago
- Santa Ana, CA (18 miles from Chino, CA)
- 10 days ago
Who We Are Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally...
Temporary Part Time Public Health Policy & Compliance Coordinator
- Irvine, CA (15 miles from Chino, CA)
- 15 days ago
- Irvine, CA (15 miles from Chino, CA)
- 15 days ago
Who We Are Founded in 1965, UC Irvine is a member of the prestigious Association of American Universities and is ranked among the nation's top 10 public universities by U.S. News & World Report....
Temporary Part Time Public Health Policy & Compliance Coordinator University of California Irvine
- Irvine, CA (15 miles from Chino, CA)
- 15 days ago
- Irvine, CA (15 miles from Chino, CA)
- 15 days ago
Who We Are Founded in 1965, UC Irvine is a member of the prestigious Association of American Universities and is ranked among the nation's top 10 public universities by U.S. News & World Report....
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Irvine, CA (15 miles from Chino, CA)
- 16 days ago
- Irvine, CA (15 miles from Chino, CA)
- 16 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Chief Compliance Officer (Wealth Advisor)
- Irvine, CA (15 miles from Chino, CA)
- 16 days ago
- Irvine, CA (15 miles from Chino, CA)
- 16 days ago
Understand and fulfill duties and responsibilities related to the Bank Secrecy Act (BSA), Anti-Money Laundering Act (AML), and Office of Foreign Assets Control Regulations (OFAC), including participation...
Corporate Compliance Coordinator
- Ontario, CA (7 miles from Chino, CA)
- 17 days ago
- Ontario, CA (7 miles from Chino, CA)
- 17 days ago
Overview Prime Healthcare is an award-winning health system headquartered in Ontario, California. Prime Healthcare operates 51 hospitals and has more than 360 outpatient locations in 14 states...
Are you ready to step into a dynamic leadership role at a fast-paced distribution center? Were looking for an enthusiastic Compliance Supervisor to oversee Returns, Repairs, and Compliance...
Deputy Compliance Director - At-Will
- Moreno Valley, CA (24 miles from Chino, CA)
- 26 days ago
- Moreno Valley, CA (24 miles from Chino, CA)
- 26 days ago
Championing Integrity, Driving Excellence Lead the City of Moreno Valleys Compliance to New Heights as our next Deputy Compliance Director! This recruitment will be filling one (1) vacancy for the...
State Licensing & Regulatory Compliance Manager
- Foothill Ranch, CA (16 miles from Chino, CA)
- 30+ days ago
- Foothill Ranch, CA (16 miles from Chino, CA)
- 30+ days ago
Familiarity with using loan origination systems (LOS) and loan management systems (LMS)....
Regulatory Compliance Manager - Food Manufacturing
- Colton, CA (22 miles from Chino, CA)
- 60+ days ago
- Colton, CA (22 miles from Chino, CA)
- 60+ days ago
Assist the Senior Regulatory Compliance Manager with sustainability customer requests such as palm oil and cocoa surveys Assist Senior Regulatory Compliance Manager with sustainability directives involving...
Demographic Data for Chino, CA
Moving to Chino, CA? Find some basic demographic data about Chino, CA below.
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Salary for Compliance Manager Jobs in Chino, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Chino, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Reimbursement
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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