Compliance Manager Jobs in Castaic, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Valencia, CA (2 miles from Castaic, CA)
- 17 hours ago
- Valencia, CA (2 miles from Castaic, CA)
- 17 hours ago
Job Summary: Under the guidance of the Director of Quality Operations, this role ensures compliance with EZIP's Quality Management System and Regulatory Affairs programs. Acts as a backup to the...
- Valencia, CA (2 miles from Castaic, CA)
- 24 days ago
- Valencia, CA (2 miles from Castaic, CA)
- 24 days ago
Regulatory Affairs Manager Location: Onsite in Valencia & Burbank, CA Salary: $100,000$140,000/year (DOE) Industry: Medical Device / Life Sciences Kelly Science & Clinical is hiring a Regulatory...
- Valencia, CA (2 miles from Castaic, CA)
- 45+ days ago
- Valencia, CA (2 miles from Castaic, CA)
- 45+ days ago
Kelly Science & Clinical is seeking a Regulatory Affairs Manager for a direct-hire position at a premier client. Location: Valencia & Burbank, CA (Onsite) Business Line: Direct Hire Salary Range:...
Regulatory Affairs Manager (Santa Clarita, CA)
- Santa Clarita, CA
- 90+ days ago
- Santa Clarita, CA
- 90+ days ago
Client is looking for a Regulatory & Quality Affairs Manager for our Valencia, CA corporate office. The Regulatory & Quality Affairs Manager ensures all facilities and or business entities...
Demographic Data for Castaic, CA
Moving to Castaic, CA? Find some basic demographic data about Castaic, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Castaic, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Castaic, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Consumer Lending
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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