Compliance Manager Jobs in Belmont, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Sr Manager, Compliance Advisory
- San Francisco, CA (19 miles from Belmont, CA)
- 4 days ago
- San Francisco, CA (19 miles from Belmont, CA)
- 4 days ago
, community reinvestment, BSA/AML, issues management, policy and procedure development, and third-party compliance oversight About You 8+ years of experience in a similar role within regulated a Banking...
Sr Regulatory Affairs Manager - Transcatheter Mitral and Tricuspid Valve Repair (on-site)
- Santa Clara, CA (22 miles from Belmont, CA)
- 14 days ago
- Santa Clara, CA (22 miles from Belmont, CA)
- 14 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Manager Vascular (on-site)
- Santa Clara, CA (22 miles from Belmont, CA)
- 15 days ago
- Santa Clara, CA (22 miles from Belmont, CA)
- 15 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Compliance Officer, Escalations
- San Francisco, CA (19 miles from Belmont, CA)
- 16 days ago
- San Francisco, CA (19 miles from Belmont, CA)
- 16 days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
Controls Testing Compliance Manager
- Palo Alto, CA (9 miles from Belmont, CA)
- 20 days ago
- Palo Alto, CA (9 miles from Belmont, CA)
- 20 days ago
. _ Key Responsibilities: Design, implement, and manage a comprehensive control testing program to evaluate the effectiveness of compliance controls across various compliance functions (e.g., anti-money...
Staff Product Compliance Manager
- Mountain View, CA (15 miles from Belmont, CA)
- 22 days ago
- Mountain View, CA (15 miles from Belmont, CA)
- 22 days ago
In support of their needs, we are looking for a Staff Product Compliance Manager Job Description: Job Title: Staff Product Compliance Manager Job Type: Full-time Job Location: Mountain View, CA or San...
- San Francisco, CA (19 miles from Belmont, CA)
- 27 days ago
- San Francisco, CA (19 miles from Belmont, CA)
- 27 days ago
About CoinList CoinList helps the best crypto projects grow their communities and raise capital. We've helped teams like Solana, Filecoin, Peaq, and WalletConnect raise over $1B and connect with...
Quality Compliance Coordinator, Registered Nurse, Home Health
- San Mateo, CA (4 miles from Belmont, CA)
- 30+ days ago
- San Mateo, CA (4 miles from Belmont, CA)
- 30+ days ago
We are so glad you are interested in joining Sutter Health! Organization: SCAH-Sutter Care at Home - Bay Position Overview: Successful candidate will have strong Home Health experience plus...
Environmental Compliance Supervisor
- Union City, CA (15 miles from Belmont, CA)
- 30+ days ago
- Union City, CA (15 miles from Belmont, CA)
- 30+ days ago
Environmental Compliance Supervisor Make a Difference in Protecting Our Water and Environment Are you passionate about environmental protection and regulatory compliance? Do you thrive in a...
Tax Accountant - Tax - Global Compliance and Reporting - Manager - Multiple Positions - 1596977
- San Jose, CA (24 miles from Belmont, CA)
- 30+ days ago
- San Jose, CA (24 miles from Belmont, CA)
- 30+ days ago
At EY, youll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And were counting on your...
Senior Regulatory Affairs Manager APAC - Diabetes Care (on-site)
- Alameda, CA (17 miles from Belmont, CA)
- 45+ days ago
- Alameda, CA (17 miles from Belmont, CA)
- 45+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Manager - International Compliance Operations - Diabetes Care (on-site)
- Alameda, CA (17 miles from Belmont, CA)
- 45+ days ago
- Alameda, CA (17 miles from Belmont, CA)
- 45+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
- Fremont, CA (17 miles from Belmont, CA)
- 60+ days ago
- Fremont, CA (17 miles from Belmont, CA)
- 60+ days ago
Tesla is seeking a regulatory compliance program manager responsible for overseeing the North America Field Service team's compliance with all local, state, and federal laws, regulations, and...
- Oakland, CA (18 miles from Belmont, CA)
- 60+ days ago
- Oakland, CA (18 miles from Belmont, CA)
- 60+ days ago
Summary SUMMARY: Plans, coordinates, monitors compliance with federal, state and local regulations; manages accreditation activities necessary for maintaining required accreditation; manages...
Senior Compliance Officer, Escalations
- San Francisco, CA (19 miles from Belmont, CA)
- 60+ days ago
- San Francisco, CA (19 miles from Belmont, CA)
- 60+ days ago
This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice....
Demographic Data for Belmont, CA
Moving to Belmont, CA? Find some basic demographic data about Belmont, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Belmont, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Belmont, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Flexibility
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Strategy Development
- Finance
- Auditing
- Written Communication
- Verbal Communication
- Investigation
- Documentation
- Mentoring
- Employee Development
- Collaboration
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Reporting
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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