Compliance Manager Jobs in Altadena, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Eagle Rock, CA (5 miles from Altadena, CA)
- 13 hours ago
- Eagle Rock, CA (5 miles from Altadena, CA)
- 13 hours ago
Job no: 494854 Work type: Regular Location: Los Angeles Categories: Hourly Title: Clery Compliance Coordinator Department: Campus Safety Duration: Indefinite Employment Status: Non-Exempt. Full...
Regulatory Affairs Manager - Electric (90.25)
- San Dimas, CA (19 miles from Altadena, CA)
- 1 day ago
- San Dimas, CA (19 miles from Altadena, CA)
- 1 day ago
Golden State Water Company is one of the largest investor-owned water utilities in the United States. We deliver quality, reliable water to more than 1 million people in over 80 communities...
Senior Compliance Officer - Fair Lending CRA
- Lakewood, CA (23 miles from Altadena, CA)
- 2 days ago
- Lakewood, CA (23 miles from Altadena, CA)
- 2 days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
- Los Angeles, CA (16 miles from Altadena, CA)
- 3 days ago
- Los Angeles, CA (16 miles from Altadena, CA)
- 3 days ago
SUMMARY The Compliance Officer is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed....
- Los Angeles, CA (16 miles from Altadena, CA)
- 4 days ago
- Los Angeles, CA (16 miles from Altadena, CA)
- 4 days ago
Responsibilities: Develop, enhance or lead scheduled loan level documentation reviews, kick off meetings, transactional testing, risk assessments on all lending products through focused and random sample...
- Los Angeles, CA (16 miles from Altadena, CA)
- 4 days ago
- Los Angeles, CA (16 miles from Altadena, CA)
- 4 days ago
Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance....
- Studio City, CA (13 miles from Altadena, CA)
- 5 days ago
- Studio City, CA (13 miles from Altadena, CA)
- 5 days ago
Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance....
Contribution Compliance Audit Manager
- Burbank, CA (9 miles from Altadena, CA)
- 10 days ago
- Burbank, CA (9 miles from Altadena, CA)
- 10 days ago
GHJ Search and Staffing serves as the recruitment division of GHJ, a prominent national accounting and advisory firm. Our team provides qualified Accounting and Finance professionals on a...
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Los Angeles, CA (16 miles from Altadena, CA)
- 14 days ago
- Los Angeles, CA (16 miles from Altadena, CA)
- 14 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Clinical Site Compliance Coordinator, Physical Therapy Department
- Los Angeles, CA (16 miles from Altadena, CA)
- 20 days ago
- Los Angeles, CA (16 miles from Altadena, CA)
- 20 days ago
Clinical Site Compliance Coordinator, Physical Therapy Department Clinical Site Compliance Coordinator will work collaboratively with the Director of Clinical Education and will support and...
- Los Angeles, CA (16 miles from Altadena, CA)
- 30+ days ago
- Los Angeles, CA (16 miles from Altadena, CA)
- 30+ days ago
Requirements Description Hourly rate: Starting at $23 Position Summary The Compliance Coordinator plays a key role in supporting Intercare Therapys commitment to regulatory and contractual...
- Montebello, CA (13 miles from Altadena, CA)
- 30+ days ago
- Montebello, CA (13 miles from Altadena, CA)
- 30+ days ago
Grow Healthy If you are as passionate about helping those in need as you are about growing your career, consider AltaMed. At AltaMed, your passion for helping others isnt just welcomed its...
Bank Partnership Compliance Manager
- Los Angeles, CA (16 miles from Altadena, CA)
- 45+ days ago
- Los Angeles, CA (16 miles from Altadena, CA)
- 45+ days ago
Qualifications & Skills Secured and Unsecured Credit Card industry experience AML/BSA experience Certified Regulatory Compliance Manager (CRCM), preferred....
AVP, Deposit Compliance Officer
- Los Angeles, CA (16 miles from Altadena, CA)
- 45+ days ago
- Los Angeles, CA (16 miles from Altadena, CA)
- 45+ days ago
People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank – we strive to provide a caring culture that supports your...
AVP/VP, Credit Compliance Officer
- Los Angeles, CA (16 miles from Altadena, CA)
- 60+ days ago
- Los Angeles, CA (16 miles from Altadena, CA)
- 60+ days ago
laws and regulations ( including but not limited to, Home Mortgage Disclosure Act, Truth In Lending Act, Fair Credit Reporting Act, Equal Credit Opportunity Act, Fair Lending, etc.), fees and interest...
Demographic Data for Altadena, CA
Moving to Altadena, CA? Find some basic demographic data about Altadena, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Altadena, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Altadena, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Reimbursement
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Change Management
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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