Compliance Manager Jobs in Alameda, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Regulatory Affairs Manager Canada & Latin America Diabetes Care (on-site)
- Alameda, CA
- 1 day ago
- Alameda, CA
- 1 day ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
AIRPORT RISK AND COMPLIANCE MANAGER (0933)_SFO_(Eligible list #158727)
- San Francisco, CA (7 miles from Alameda, CA)
- 1 day ago
- San Francisco, CA (7 miles from Alameda, CA)
- 1 day ago
The Risk and Compliance Manager will also be responsible for grant compliance....
Senior Regulatory Affairs Manager - Oncology
- Palo Alto, CA (23 miles from Alameda, CA)
- 10 days ago
- Palo Alto, CA (23 miles from Alameda, CA)
- 10 days ago
Company Description Guardant Health is a leading precision oncology company focused on guarding wellness and giving every person more time free from cancer. Founded in 2012, Guardant is...
Senior Regulatory Affairs Manager - Screening
- Palo Alto, CA (23 miles from Alameda, CA)
- 10 days ago
- Palo Alto, CA (23 miles from Alameda, CA)
- 10 days ago
Company Description Guardant Health is a leading precision oncology company focused on guarding wellness and giving every person more time free from cancer. Founded in 2012, Guardant is...
Senior Regulatory Affairs Manager
- Palo Alto, CA (23 miles from Alameda, CA)
- 11 days ago
- Palo Alto, CA (23 miles from Alameda, CA)
- 11 days ago
Company Description Guardant Health is a leading precision oncology company focused on guarding wellness and giving every person more time free from cancer. Founded in 2012, Guardant is...
Regulatory Compliance Director
- San Francisco, CA (7 miles from Alameda, CA)
- 11 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 11 days ago
THE WORK: We are seeking an experienced and strategic Regulatory Compliance Director to join Ripple's growing Legal & Compliance team. This role will directly support the Senior Director,...
Compliance Manager, Regulatory Change Management
- San Francisco, CA (7 miles from Alameda, CA)
- 14 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 14 days ago
Strong working knowledge of federal and state banking laws and regulations including, but not limited to, Reg Z, E, DD, CC, UDAAP, FCRA, BSA/AML, and Fair Lending....
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- San Francisco, CA (7 miles from Alameda, CA)
- 14 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 14 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Senior Technical Risk and Compliance Manager Senior Technical Risk and Compliance Manager
- San Francisco, CA (7 miles from Alameda, CA)
- 15 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 15 days ago
Senior Technical Risk and Compliance Manager Atlassian 3.5 ( ) San Francisco, CA (Remote) Why you should apply for a job to Atlassian : 75% would recommend this company to other women 57% say the CEO...
Remote WorkCompliance Director - Administration Division - SF Municipal Transportation Agency (9183)
- San Francisco, CA (7 miles from Alameda, CA)
- 20 days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 20 days ago
The San Francisco Municipal Transportation Agency (SFMTA), a department of the City and County of San Francisco, is responsible for the management of all ground transportation in the City. SFMTA...
Regulatory Affairs Manager Canada & Latin America Diabetes Care (on-site)
- Alameda, CA
- 23 days ago
- Alameda, CA
- 23 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Manager - APAC - Diabetes Care (on-site)
- Alameda, CA
- 30+ days ago
- Alameda, CA
- 30+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Quality Compliance Coordinator
- Palo Alto, CA (23 miles from Alameda, CA)
- 30+ days ago
- Palo Alto, CA (23 miles from Alameda, CA)
- 30+ days ago
Administration Regulations (EAR), by the Department of State through the International Traffic in Arms Regulations (ITAR), and by the Treasury Department through the Office of Foreign Assets Control (OFAC...
- San Francisco, CA (7 miles from Alameda, CA)
- 45+ days ago
- San Francisco, CA (7 miles from Alameda, CA)
- 45+ days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
- Palo Alto, CA (23 miles from Alameda, CA)
- 60+ days ago
- Palo Alto, CA (23 miles from Alameda, CA)
- 60+ days ago
into business processes Own the compliance training program for employees and support external audits and regulatory inquiries Establish monitoring systems to assess compliance risks across Mudflap's lending-related...
Demographic Data for Alameda, CA
Moving to Alameda, CA? Find some basic demographic data about Alameda, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Alameda, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Alameda, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- Securities and Exchange Commission
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Change Management
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »