Compliance Manager Jobs in Agoura Hills, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Valencia, CA (24 miles from Agoura Hills, CA)
- 17 hours ago
- Valencia, CA (24 miles from Agoura Hills, CA)
- 17 hours ago
Job Summary: Under the guidance of the Director of Quality Operations, this role ensures compliance with EZIP's Quality Management System and Regulatory Affairs programs. Acts as a backup to the...
Fair Banking Compliance Officer
- Studio City, CA (22 miles from Agoura Hills, CA)
- 20 days ago
- Studio City, CA (22 miles from Agoura Hills, CA)
- 20 days ago
services, including its affiliates, specifically focused on deposits and consumer lending....
- Valencia, CA (24 miles from Agoura Hills, CA)
- 24 days ago
- Valencia, CA (24 miles from Agoura Hills, CA)
- 24 days ago
Regulatory Affairs Manager Location: Onsite in Valencia & Burbank, CA Salary: $100,000$140,000/year (DOE) Industry: Medical Device / Life Sciences Kelly Science & Clinical is hiring a Regulatory...
- Thousand Oaks, CA (8 miles from Agoura Hills, CA)
- 27 days ago
- Thousand Oaks, CA (8 miles from Agoura Hills, CA)
- 27 days ago
JLL empowers you to shape a brighter way. Our people at JLL and JLL Technologies are shaping the future of real estate for a better world by combining world class services, advisory and technology...
- Valencia, CA (24 miles from Agoura Hills, CA)
- 45+ days ago
- Valencia, CA (24 miles from Agoura Hills, CA)
- 45+ days ago
Kelly Science & Clinical is seeking a Regulatory Affairs Manager for a direct-hire position at a premier client. Location: Valencia & Burbank, CA (Onsite) Business Line: Direct Hire Salary Range:...
- Woodland Hills, CA (5 miles from Agoura Hills, CA)
- 45+ days ago
- Woodland Hills, CA (5 miles from Agoura Hills, CA)
- 45+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
Assistant Vice President, QC Compliance Manager
- Westlake Village, CA (4 miles from Agoura Hills, CA)
- 60+ days ago
- Westlake Village, CA (4 miles from Agoura Hills, CA)
- 60+ days ago
Job Title: Assistant Vice President, QC Compliance Manager Location: CA - Westlake Village What you'll do: As a Quality Control Compliance Supervisor you'll be responsible for coordinating and overseeing...
- Santa Monica, CA (17 miles from Agoura Hills, CA)
- 90+ days ago
- Santa Monica, CA (17 miles from Agoura Hills, CA)
- 90+ days ago
laundering program....
Demographic Data for Agoura Hills, CA
Moving to Agoura Hills, CA? Find some basic demographic data about Agoura Hills, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Agoura Hills, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Agoura Hills, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Consumer Lending
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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