Compliance Manager Jobs in Phoenix, AZ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Clinical Compliance Coordinator - Accreditation and Regulatory Compliance Analytics
- Phoenix, AZ
- 2 days ago
- Phoenix, AZ
- 2 days ago
Company :** Highmark Inc. **Job Description :** **JOB SUMMARY** This job is responsible for working with HHO clinical departments in the areas of compliance and process improvement. Serves as a...
Manager-Compliance, Global Financial Crimes Compliance, Audit Management
- Phoenix, AZ
- 3 days ago
- Phoenix, AZ
- 3 days ago
Team Overview: American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money Laundering, Sanctions, and Anti-Corruption compliance functions...
Manager will monitor and maintain compliance to standards related to Joint Commission Accreditation, ADHS, OSHA requirements, and other regulatory agencies....
Compliance Director, Retail Regulatory Enablement
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 7 days ago
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 7 days ago
Are you passionate about ensuring business activities and products adhere to regulatory standards? Do you thrive in dynamic environments where your expertise in compliance can make a significant...
Water Resources Environmental Compliance Supervisor
- Mesa, AZ (12 miles from Phoenix, AZ)
- 11 days ago
- Mesa, AZ (12 miles from Phoenix, AZ)
- 11 days ago
The current vacancy is for the Industrial Pretreatment Assignment; however, this recruitment will also be used to establish an eligible list for possible future vacancies in all assignment areas....
Driver Training and Compliance Manager
- Peoria, AZ (13 miles from Phoenix, AZ)
- 13 days ago
- Peoria, AZ (13 miles from Phoenix, AZ)
- 13 days ago
2626 W Beryl Ave Phoenix Arizona, 85021, Starting Pay: $70,000.00 Annual Position Description : Responsible for overseeing driver training programs and ensures driver and company compliance with...
Credit Compliance Officer - Salt Lake City, Phoenix, Las Vegas, Denver
- Phoenix, AZ
- 17 days ago
- Phoenix, AZ
- 17 days ago
This position reports directly to the Compliance Manager and will have regulatory credit compliance experience in the financial sector with an inquisitive personality that looks to create efficiencies...
Job Title: Compliance Manager Location: OH - Columbus What you'll do: As a Compliance Manager you'll support compliance management with regulatory strategies and execution of the Compliance Management...
Relevant audit and professional certifications (e.g., Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM))....
Senior Compliance Director, Head of Brokerage Oversight Compliance
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 19 days ago
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 19 days ago
Financial integrity from the inside out Vanguard's core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Trade Compliance Manager (Export-ITAR) Chromalloy Gas Turbine, LLC $137,000.00-$171,000.00 United States, Arizona, Phoenix 5161 West Polk Street (Show on map) Jun 03, 2025 Trade Compliance Manager (...
Laundering (AML), Sanctions, and/or Anti-Corruption obligations is preferred Bachelor's degree required; advanced degree (including JD) or Certified Regulatory Compliance Manager ("CRCM") preferred...
US Seasonal Tax-Global Compliance and Reporting-Manager
- Phoenix, AZ
- 30+ days ago
- Phoenix, AZ
- 30+ days ago
Location: Anywhere in Country At EY, were all in to shape your future with confidence. Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you...
Remote WorkCompliance Manager, Credit Products
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 45+ days ago
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 45+ days ago
Experience in Compliance for Credit, Credit Risk, Buy Now Pay Later or Merchant Lending products is a plus as well as experience providing product specific compliance advisory support....
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 60+ days ago
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 60+ days ago
Job Description: We are seeking a highly skilled and experienced Manager of Compliance Investigations to join our first line Anti-Money Laundering organization....
Demographic Data for Phoenix, AZ
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Phoenix, AZ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Phoenix, AZ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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