Compliance Manager Jobs in Guadalupe, AZ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Driver Training and Compliance Manager
- Peoria, AZ (23 miles from Guadalupe, AZ)
- 19 hours ago
- Peoria, AZ (23 miles from Guadalupe, AZ)
- 19 hours ago
2626 W Beryl Ave Phoenix Arizona, 85021, Starting Pay: $70,000.00 Annual Position Description : Responsible for overseeing driver training programs and ensures driver and company compliance with...
Credit Compliance Officer - Salt Lake City, Phoenix, Las Vegas, Denver
- Phoenix, AZ (9 miles from Guadalupe, AZ)
- 4 days ago
- Phoenix, AZ (9 miles from Guadalupe, AZ)
- 4 days ago
This position reports directly to the Compliance Manager and will have regulatory credit compliance experience in the financial sector with an inquisitive personality that looks to create efficiencies...
- Phoenix, AZ (9 miles from Guadalupe, AZ)
- 4 days ago
- Phoenix, AZ (9 miles from Guadalupe, AZ)
- 4 days ago
Job Title: Compliance Manager Location: OH - Columbus What you'll do: As a Compliance Manager you'll support compliance management with regulatory strategies and execution of the Compliance Management...
- Phoenix, AZ (9 miles from Guadalupe, AZ)
- 5 days ago
- Phoenix, AZ (9 miles from Guadalupe, AZ)
- 5 days ago
Relevant audit and professional certifications (e.g., Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM))....
Senior Compliance Director, Head of Brokerage Oversight Compliance
- Scottsdale, AZ (11 miles from Guadalupe, AZ)
- 6 days ago
- Scottsdale, AZ (11 miles from Guadalupe, AZ)
- 6 days ago
Financial integrity from the inside out Vanguard's core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Manager - Compliance; Fair Lending
- Phoenix, AZ (9 miles from Guadalupe, AZ)
- 7 days ago
- Phoenix, AZ (9 miles from Guadalupe, AZ)
- 7 days ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
Sr Compliance Director - Core Quality Services
- Tempe, AZ (3 miles from Guadalupe, AZ)
- 10 days ago
- Tempe, AZ (3 miles from Guadalupe, AZ)
- 10 days ago
We anticipate the application window for this opening will close on - 20 Jun 2025 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
Trade Compliance Manager (Export-ITAR)
- Phoenix, AZ (9 miles from Guadalupe, AZ)
- 12 days ago
- Phoenix, AZ (9 miles from Guadalupe, AZ)
- 12 days ago
Trade Compliance Manager (Export-ITAR) Chromalloy Gas Turbine, LLC $137,000.00-$171,000.00 United States, Arizona, Phoenix 5161 West Polk Street (Show on map) Jun 03, 2025 Trade Compliance Manager (...
- Phoenix, AZ (9 miles from Guadalupe, AZ)
- 13 days ago
- Phoenix, AZ (9 miles from Guadalupe, AZ)
- 13 days ago
applicable policy and regulatory requirements as related to small business deposit products, including UDAP customer protection, Regulation CC, FCRA, Regulation E, Regulation DD, NACHA, UCC, privacy, anti-money...
Director, Mortgage Compliance Officer
- Scottsdale, AZ (11 miles from Guadalupe, AZ)
- 18 days ago
- Scottsdale, AZ (11 miles from Guadalupe, AZ)
- 18 days ago
Laundering (AML) program, ensuring compliance with BSA/AML regulations and delivery of required training. • Ensure the company’s LOS (e.g., Encompass) and compliance systems are continuously updated...
US Seasonal Tax-Global Compliance and Reporting-Manager
- Phoenix, AZ (9 miles from Guadalupe, AZ)
- 24 days ago
- Phoenix, AZ (9 miles from Guadalupe, AZ)
- 24 days ago
US SEASONAL TAX-GLOBAL COMPLIANCE AND REPORTING-MANAGER at EY in Phoenix, Arizona, United States Job Description Location: Anywhere in Country At EY, we're all in to shape your future with...
Remote Work- Phoenix, AZ (9 miles from Guadalupe, AZ)
- 24 days ago
- Phoenix, AZ (9 miles from Guadalupe, AZ)
- 24 days ago
**_Job Summary_** In line with Cardinal Health business objectives, the Regulatory Compliance Manager will assist with managing Global regulatory compliance across Global Medical Products and Distribution...
Remote WorkEnvironmental Compliance Supervisor
- Peoria, AZ (23 miles from Guadalupe, AZ)
- 25 days ago
- Peoria, AZ (23 miles from Guadalupe, AZ)
- 25 days ago
Position Title: Environmental Compliance Supervisor To view all salary ranges for the City of Peoria, please click here. Tell me more.. Peoria's Water Services Department has an excellent...
- Scottsdale, AZ (11 miles from Guadalupe, AZ)
- 30+ days ago
- Scottsdale, AZ (11 miles from Guadalupe, AZ)
- 30+ days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
Compliance Manager, Credit Products
- Scottsdale, AZ (11 miles from Guadalupe, AZ)
- 30+ days ago
- Scottsdale, AZ (11 miles from Guadalupe, AZ)
- 30+ days ago
Experience in Compliance for Credit, Credit Risk, Buy Now Pay Later or Merchant Lending products is a plus as well as experience providing product specific compliance advisory support....
Demographic Data for Guadalupe, AZ
Moving to Guadalupe, AZ? Find some basic demographic data about Guadalupe, AZ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Guadalupe, AZ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Guadalupe, AZ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- International Business
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- ASQ Certified Quality Auditor
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Investigation
- Written Communication
- Verbal Communication
- Data Analysis
- Collaboration
- Mentoring
- Coaching
- Documentation
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Reporting
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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