Compliance Manager Jobs in Sumiton, AL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Safety Compliance and Assurance Manager
- Birmingham, AL (21 miles from Sumiton, AL)
- 17 days ago
- Birmingham, AL (21 miles from Sumiton, AL)
- 17 days ago
Safety Compliance and Assurance Manager Job Type: Permanent Job Sector: Health, Safety Region: South West Location: Birmingham Salary: 76,408 per annum Salary Description: 76,408 Posted:...
Regulatory Compliance Coordinator - Legacy of Hope
- Birmingham, AL (21 miles from Sumiton, AL)
- 20 days ago
- Birmingham, AL (21 miles from Sumiton, AL)
- 20 days ago
Effectively communicates changes to the organization's regulatory environment and works under the guidance of the Quality and Compliance Manager to ensure continuous regulatory compliance to all requirements...
Business Unit Compliance Manager
- Birmingham, AL (21 miles from Sumiton, AL)
- 25 days ago
- Birmingham, AL (21 miles from Sumiton, AL)
- 25 days ago
Job Description: At Regions, the Business Unit Compliance Manager leads a team of first line of defense risk management experts that advise on business and/or product decisions....
Risk Compliance Officer II - Compliance Testing
- Birmingham, AL (21 miles from Sumiton, AL)
- 30+ days ago
- Birmingham, AL (21 miles from Sumiton, AL)
- 30+ days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Demographic Data for Sumiton, AL
Moving to Sumiton, AL? Find some basic demographic data about Sumiton, AL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sumiton, AL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sumiton, AL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Change Management
- Implementation
- Fixed Income
- Management Consulting
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Interpersonal Skills
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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