Compliance Manager Jobs in Alabama
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
, OFAC, FinCEN guidance) * Positive energy on the future of crypto and Web3 * Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences * Experience...
Trade Compliance Coordinator Trade Compliance Coordinator remote type Onsite locations Auburn time type Full time posted on Posted Today job requisition id R43421 Xylem is a Fortune 500 global...
The Environmental Compliance Director is a supervisory position reporting directly to the Senior Vice President of Engineering. This position manages the activities of the Environmental Manager,...
Drug and Alcohol Compliance Coordinator (pre and post employment programs) - REMOTE
- Montgomery, AL
- 11 days ago
- Montgomery, AL
- 11 days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking here ( ). Job Description : Summary The Drug and Alcohol Compliance Coordinator ensures compliance with applicable Federal...
Remote WorkCompliance Officer (Bank/Financial Services experience only)
- Birmingham, AL
- 17 days ago
- Birmingham, AL
- 17 days ago
Birmingham, AL, Alabama, USA Remote Status: Partially Remote Pay Type: Annual Salary Salary: ...00 / US Dollars Occupational Categories: Accounting/ Financial Services/ Investing Industry(ies): Banking / Lending...
Risk Compliance Officer II - Compliance Testing
- Mountain Brook, AL
- 17 days ago
- Mountain Brook, AL
- 17 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Risk Compliance Officer II - Compliance Testing
- Birmingham, AL
- 18 days ago
- Birmingham, AL
- 18 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Location: On site at location listed in job posting SUMMARY: Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to:...
Location: On site at location listed in job posting SUMMARY: Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to:...
Demographic Data for Alabama
Moving to Alabama? Find some basic demographic data about Alabama below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Alabama
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Alabama offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Change Management
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Verbal Communication
- Investigation
- Mentoring
- Coaching
- Reporting
- Interpersonal Skills
- Collaboration
- Filing
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Problem Solving
- Regulations
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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