Compliance Manager Jobs in Los Angeles, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Act as an information source to management, lending officers, operations personnel, customer contact personnel, and other staff in relations to compliance laws and regulations....
Position Summary The Regulatory Reporting Manager is responsible for managing the strategy and roadmap for operational execution of regulatory obligations for TCW. This includes overseeing the...
Paralegal certificate and experience preferred. 5+ years of relevant experience in lending or financial services. Proven lending compliance experience....
Healthcare Compliance Coordinator
- Glendale, CA (13 miles from Los Angeles, CA)
- 11 days ago
- Glendale, CA (13 miles from Los Angeles, CA)
- 11 days ago
Description HEALTHCARE COMPLIANCE COORDINATOR JOB SUMMARY This position primarily provides administrative support to the CAO and serves as CCHC's Privacy Officer. The individual will work as a...
Date Posted: 2025-04-22 Country: United States of America Location: OT335: SA - LOS ANGELES, CA 2701 Media Center Drive, Los Angeles, CA, 90065 USA Job Description Would you like to join a truly...
Clinical Site Compliance Coordinator, Physical Therapy Department Mount Saint Mary's University
- Los Angeles, CA
- 19 days ago
- Los Angeles, CA
- 19 days ago
Clinical Site Compliance Coordinator, Physical Therapy Department Clinical Site Compliance Coordinator will work collaboratively with the Director of Clinical Education and will support and...
Who We Are KIPP SoCal Public Schools is a nonprofit organization that operates 20 tuition-free, open-enrollment charter public schools, within 20 Local Education Agencies (LEA), educating more...
Compliance and Audit Manager At CSUN we aspire to continually grow as an inclusive, cooperative community! CSUN strives to be a destination workplace, where everyone understands that they belong...
REGULATORY AFFAIRS MANAGER LOS ANGELES, CA Who We Are Tower 28 is a clean beauty brand born and bred in Santa Monica. All products are designed for sensitive skin, high-performance, and 100%...
- Monterey Park, CA (7 miles from Los Angeles, CA)
- 30+ days ago
- Monterey Park, CA (7 miles from Los Angeles, CA)
- 30+ days ago
Serves as the organization's Compliance Manager. Consults with and advises operating units and managers on all compliance related issues....
- Lakewood, CA (10 miles from Los Angeles, CA)
- 45+ days ago
- Lakewood, CA (10 miles from Los Angeles, CA)
- 45+ days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
- Lakewood, CA (10 miles from Los Angeles, CA)
- 45+ days ago
- Lakewood, CA (10 miles from Los Angeles, CA)
- 45+ days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
Governmental Interactions Compliance Manager
- Los Angeles, CA
- 90+ days ago
- Los Angeles, CA
- 90+ days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
services, including its affiliates, specifically focused on deposits and consumer lending....
- Santa Monica, CA (14 miles from Los Angeles, CA)
- 90+ days ago
- Santa Monica, CA (14 miles from Los Angeles, CA)
- 90+ days ago
laundering program....
Demographic Data for Los Angeles, CA
Moving to Los Angeles, CA? Find some basic demographic data about Los Angeles, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Los Angeles, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Los Angeles, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Flexibility
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Strategy Development
- Finance
- Auditing
- Written Communication
- Verbal Communication
- Investigation
- Documentation
- Mentoring
- Employee Development
- Collaboration
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Reporting
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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